The Myth of Er

Can argument be presented in the form of myth? What more does myth offer that simple argument is unable to provide? What lies between the simple spoken words of myth that is conveyed as a whole through its telling? And what might be lost in using such a form of argument? Plato ends the ten books of the Republic with what has been referred to as the Myth of Er. After much dialogue in Book X around the ills of poetic imitation, Socrates nonetheless concludes the long dialogue with a narrative of such poetic grace that it seems almost to upset the very balance of the entire dialogue. Only six pages in length, the Myth of Er somehow tips the scales of the Republic, as much of the dialogue must now be reinterpreted through the multifaceted lens of Er’s tale.

Socrates implies that he knew this myth even before the dialogue began. Yet it is only through the unfolding of the dialogue that the myth becomes an appropriate ending. How differently the Republic would read if it were to begin, rather than end, with the Myth of Er. Socrates also does not present this myth as a likely story, begun with such a disclaimer as “This is what I’ve heard” as he does in the Phaedrus, or other dialogues.[1] Throughout the myth Socrates emphasizes that Er was chosen to be the messenger to humanity about what he sees take place between death and new birth. This intentionality gives the impression that this knowledge is not given by accident, or abducted by the cleverness of humanity, but rather is a gift from the gods, an account meant to be shared and known.[2] Is Er’s tale really then a myth, or is it being presented as an empirical report? Or is Socrates creating this story in the moment, a narrative weaving of all the threads of argument that have come forward in some way or other in the previous ten books?

Spindle of Necessity

The theme of the Republic is justice, and until this final book the focus has been on how to know justice in the world of the living. The Myth of Er shows the other side of that coin, which perhaps explains why it carries so much weight in the balance of the dialogue. What roles do justice and injustice play once a life has ended? Socrates presents an account of this in which fate is intermingled with free choice, and seems to conclude that it is only the philosopher who truly remains free.

On his journey beyond the bounds of death, Er first encounters the judges seated at the entrances and exits of heaven and hell. Once a life has ended these judges determine whether a soul has led a just or unjust life, and send the soul accordingly towards its punishments or rewards. Socrates says that

For each in turn of the unjust things they had done and for each in turn of the people they had wronged, they paid the penalty ten times over, once in every century of their journey. . . But if they had done good deeds and had become just and pious, they were rewarded according to the same scale.[3]

In this judgment of the just from the unjust, it is interesting to note that there is no intermediate place for a soul to go; one’s life is either deemed to fall under one or another category, even though most lives would all seem to contain a mixture of just and unjust actions. The quality of life determines the nature of the rewards or punishments, but the location in which these are bestowed is limited.

Most unjust souls it seems are cleansed by their punishments and sufferings below the Earth, but when Socrates comes to speak of the tyrant Ardiaeus, it is said, “He hasn’t arrived here yet and never will.”[4] Is it possible, within this mythology, that there are “incurably wicked people,”[5] those who will never be given the opportunity to redeem themselves or to end their suffering? When we arrive at the part of the narrative in which their next lives are chosen by souls, I cannot help but wonder what the choosing may have been like for those who never again resurface from the tortures of hell.

The theme of fate and free will is carried strongly by the images of the spindle of Necessity that holds together the whorls of the planetary spheres. Sirens sing the harmony of the spheres, while the three Fates interweave their own melodies with those of the Sirens.[6] As the Fates help spin the planets along their various orbits we are shown how Past, Present, and Future guide the motions of the planets. That the choice of lives takes place within this setting gives a strong indication of the role astrology played in the ancient Greek world view although, as can be seen by the manner in which the lives are chosen, free choice is still an integral part of how one’s fate is woven. The order in which the souls choose a new life is cast by lot—randomly assigned—but the lives chosen are picked by the souls’ own discernment, using the wisdom they gained not only from their previous lives but from their time spent in heaven or hell as well.[7] Lachesis, the Fate of the Past, gives this message to the souls, “Your daemon or guardian spirit will not be assigned to you by lot; you will choose him.”[8] Justice then is not something dispensed by the gods, but rather something cultivated within the individual.

Celestial Spheres

Lachesis’ message continues, “Virtue knows no master; each will possess it to a greater or less degree, depending on whether he values or disdains it. The responsibility lies with the one who makes the choice; the god has none.”[9] Virtue both has no master and yet is also in service to each person should she or he choose to take on that role of master. If this is the case—that the quality of one’s virtue is determined by each individual person—then it seems no matter how carefully constructed a city might be, how could it be guaranteed that justice will reign within the city? Is this the reason Plato ends his dialogue with this myth? To show the role free choice plays in the possession of virtue by souls?

By giving an image of the soul’s journey after death, a certain level of clarity is brought to the difficulty of trying to control reproduction within the ideal city. Even if the parents are all chosen according to standards of high virtue, the souls incarnating ultimately determine the kinds of people they will become. It is interesting to note that Socrates chooses not to recount in the Myth of Er what happens to those souls who are stillborn or short-lived—those who, in the ideal city, might be taken from their mothers and left to die if they seemed unfit to live.[10] If they are deemed in life not to be virtuous and not to deserve life, was that fate also determined before they were born? Why has Plato chosen not to elaborate on this key point? What kind of soul might choose a life which would end so quickly based on their seeming lack of merit in life?

The Myth of Er concludes with Socrates declaring that the most important task one can undertake in life is studying how to determine a virtuous life when the time comes to choose a new one. This is the task of the philosopher, and it here seems as though he deems a life of philosophy to be best for all souls. By studying philosophy, Socrates says,

he will be able, by considering the nature of the soul, to reason out which life is better and which worse and to choose accordingly, calling a life worse if it leads the soul to become more unjust, better if it leads the soul to become more just, and ignoring everything else: We have seen that this is the best way to choose, whether in life or death.[11]

Socrates notes that most of the souls who came from heaven chose less virtuous lives due to their ignorance, while those souls ascending from their time below the Earth were able to choose more wisely because of the suffering they had witnessed and experienced.[12] Only the philosopher was able to choose a virtuous life and also enjoy the rewards of heaven. Socrates is indicating that cultivating the knowledge of justice and injustice, as was demonstrated in practice throughout the ten books of the Republic, will lead to a better soul life than merely being virtuous by habit or constraint. If this is the case then not only must the ruler of the ideal city be a philosopher but each individual citizen must also be, otherwise the city will not be just. Perhaps the ideal city is not one in which control is imposed from without, as has been postulated in many forms throughout the Republic, but rather one in which that compass toward virtue and justice is cultivated within each individual.

The cultivation of inner justice is also perhaps the reason the finale of the Republic is given in the form of a narrative myth: one must cultivate one’s own wisdom in discerning the meaning of the myth. Understanding must come from within. It cannot, as in more direct arguments, be imposed from without. Only then is the soul able to learn the kind of life it wishes to lead.

Works Cited

Plato. Plato: Complete Works. Edited by John M. Cooper. Indianapolis, IN: Hackett, 1997.


[1]Plato, Phaedrus, trans. A. Nehamas and P. Woodruff, in Plato: Complete Works, ed. John M. Cooper (Indianapolis, IN: Hackett, 1997), 551, 274c.

[2] Plato, Republic, trans. G.M.A Grube, in Plato: Complete Works, ed. John M. Cooper (Indianapolis, IN: Hackett, 1997), 1218, 614d.

[3] Plato, Republic, 1218, 615a-b.

[4] Plato, Republic, 1219, 615d.

[5] Plato, Republic, 1219, 615e.

[6] Plato, Republic, 1220, 617c.

[7] Plato, Republic, 1222, 620a.

[8] Plato, Republic, 1220, 617d.

[9] Plato, Republic, 1220, 617e.

[10] Plato, Republic, 1218, 615c.

[11] Plato, Republic, 1221, 618d-e.

[12] Plato, Republic, 1222, 619d.

Ellipsis . . .

. . .

            I begin letters with . . . when I want you to feel what I am feeling, when I want you to suspend for a moment who you are and make space for who I might be instead.

As I climb higher up the gray switchback staircase of rickety wooden boards my body tenses with the increasing height, even as my mind knows I am safe, that the stairs beneath my feet will support me. Already present is that indescribable bodily sense, that physical intuition that seems only able to be captured wordlessly, by something as unarticulated as an ellipsis . . . I step out onto the gravel of the roof to be met by the sight of the flaming orb of the setting Sun. This closest of stars burns the clarity from the landscape, blurring the features of the horizon line being pulled toward it: hill, forest, and stretch of ocean I can only perceive in memory as the deepening gold of sunset shatters my sight into uncountable, undifferentiable monads of color.

Sunset

Sitting on the wide ledge of the roof my body settles into an accustomed level of comfort at this new height. But if I lean closer to the edge, to glance below at the street, then this indescribable bodily sense flares up once again, a seeming leap of my heart into my throat that signifies danger or delight I cannot tell. Why is it that looking down four stories at unforgiving concrete gives the same bodily sensation as looking deeply into the eyes of one I love? Wherein lies the truth of this . . .

Looking away from the Sun I turn to my left to see the Moon seated aloft in a soft indigo sky. The reverberating green echo of the Sun’s shape slowly fades from my vision as the Moon’s gentler light fills my gaze instead. The relationship of these two celestial bodies feels familiar . . . and my body knows it before I do . . . Ah yes, I stood upon a mountain exactly a month ago today, positioned as a third body between these two heavenly beings, seeing them in this same triangular relationship once again. I feel this, sense this, intuit this, I . . . this, my body . . . this: this relationship, this interaction.

Whenever I behold a celestial body ablaze in the night sky it stops me in my tracks, without fail. My body is commanded to stop, to wonder, to worship these orbs. My breath catches. It feels not unlike falling in love . . . over and over and over, with each wandering star I witness. The same as looking down from some great height, but rather it is looking up . . . No it is looking out, a looking out into the depths of space. To behold the Sun, the Moon, a thousand stars is to look up, to look out, and to look down into the greatest depths all at once. No wonder we lose our balance, no wonder our bodies react, they catch us and remind us that gravity is real.

I have seen countless sunsets but no one is the same, no one is ever worth looking away from before it has made its perfected exit. I never say to myself, “Not this time, I have seen this before.” It now becomes impossible to look away as the ocean swallows the flaming disc of molten gold. In these final moments of a day I will never see again I feel my heart pulled, as though by an emotion-laden gravitational force, toward the Sun. My heart strains within my chest to follow the Sun beyond the crashing purple waves.

Wash over me, oh descending night . . . let me drown once more in your celestial waters.

The Phenomenon of Painting

“In a forest, I have felt so many times over that it was not I who looked at the forest. Some days I felt that the trees were looking at me, were speaking to me. . . . I was there, listening. . . . I think that the painter must be penetrated by the universe and not want to penetrate it. . . . I expect to be inwardly submerged, buried. Perhaps I paint to break out.”     – André Marchand[1]

When does a painter cease her painting? Who determines when a painting is complete? The very word painting, as both a noun and a verb, implies action. A painting never ceases creating and being created by the very nature of the word humanity has assigned to describe it. Or perhaps that word was never assigned, it simply emerged from  the phenomenon of painting, just as the imagery of a painting seems to emerge not solely from the artist or the canvas, but rather from a mysterious intermediate ground between the two. Yet what is that ground? How can we contemplate that which emerges from ambiguity?

Light Iris

Merleau-Ponty writes, “From the writer and philosopher. . . we want opinions and advice. We will not allow them to hold the world suspended. . . . Only the painter is entitled to look at everything without being obliged to appraise what he sees.”[2] Even to sit here and write of painting, as I am doing in this moment, brings a literal concreteness to the ambiguity I am attempting to describe, that which can only emerge between world, artist, and art. When one looks at a painting, or even more so when one looks at a painting that is in the process of being created—perhaps even by the artistry of one’s own hand—there is a presence that exists within it that is beyond the intention of the artist, no matter how controlled the artist may try to be in her execution of the artwork. A painting has a life of its own, perhaps even before the artist ever conceived of it. Merleau-Ponty continues,

I would be at great pains to say where is the painting I am looking at. For I do not look at it as I do at a thing; I do not fix it in its place. My gaze wanders in it as in the halos of Being. It is more accurate to say that I see according to it, or with it, than that I see it.[3]

One sees according to the painting, almost as if the painting had its own will, a will separate from the will of the artist. This returns our thought to the question of how a painter knows when a painting is complete, especially if there is an internally active quality to the very existence of a painting even, or perhaps especially, in its completeness. It is as though the painting already existed before ever a brush was set to paper, and the painting is only complete when the already existent painting and the actions of the painter meet in the middle.

“I think that the painter must be penetrated by the universe,” Marchand writes, “and not want to penetrate it.”[4] A painter, it seems, is a vessel of the world, a receptacle that births the form with which matter is pregnant.[5] “So many painters have said that things look at them,”[6] Merleau-Ponty writes, almost as though those things wish to be born through new media.

The eye sees the world, sees what keeps a painting from being itself, sees—on the palette—the colors awaited by the painting, and sees, once it is done, the painting that answers to all these inadequacies just as it sees the paintings of others as other answers to other inadequacies.[7]

The painting itself, in this quote, seems to call forth the very existence of the painting. The colors are ‘awaited’ by the painting, the painting itself ‘answers.’ When is a painting complete? Perhaps when it wills it to be so.

 

Work Cited

Merleau-Ponty, Maurice. The Primacy of Perception. Edited by James M. Edie.
Evanston, IL: Northwestern University Press, 1964.


[1] André Marchand, qtd. in Maurice Merleau-Ponty, The Primacy of Perception, ed. James M. Edie (Evanston, IL: Northwestern University Press, 1964), 167.

[2] Merleau-Ponty, The Primacy of Perception, 161.

[3] Merleau-Ponty, The Primacy of Perception, 164.

[4] Marchand, qtd. in Merleau-Ponty, The Primacy of Perception, 167.

[5] Merleau-Ponty, The Primacy of Perception, 12.

[6] Ibid, 167.

[7] Merleau-Ponty, The Primacy of Perception, 165.

The Horizon of Imagination

My body sits nestled in the tall grass, my feet dangling precariously close to the rough-hewn edge of the cliff. The wind off the sea blows salt mist into the tangles of my hair, while the waves crash below, their sound drowning all others except that of the wind and the pulse of blood in my skull. “Matter is ‘pregnant’ with its form,” the phenomenologist writes, “which is to say that in the final analysis every perception takes place within a certain horizon and ultimately in the ‘world.’”[1] In this moment I try to understand, through my intellect, what his words mean. I realize I cannot grasp it. So I attempt the process again, not based upon my intellectual experience, but rather from the beginning, from the primordial seat of awareness, from a place of perception. There… can you feel it? The cliff, the waves, the sea wind—each pregnant with its own form, impressing itself on my beingingness in this moment. I cannot explain this. But sit beside me on this cliff and perhaps your body will know.

Still at the cliff’s edge, I close my eyes. The sounds of salt and wave, crumbling rock and rushing air currents remain, but much else is now gone. Color collapses to the dark behind my eyelids. Yet something else emerges. Even the sounds begin to fade as I descend deeper into this realm. Although my body remains still nestled in the tall grasses that I twist between my fingers, as I attempt to hold a tight physical grip upon this material present, nearly all my awareness begins to lift away from the Earth’s surface. Darkness surrounds me, broken only by the crystalline lamps of distant stars. I wheel past familiar planets, although some part of me realizes they have never been familiar to me at so close a range. Suddenly I am upon the edge of our solar system. How did I get here? How do I know what this looks like?

Perception is thus paradoxical. The perceived thing itself is paradoxical; it exists only in so far as someone can perceive it. I cannot even for an instant imagine an object in itself. As Berkeley said, if I attempt to imagine some place in the world which has never been seen, the very fact that I can imagine it makes me present at that place.[2]

I am present at the edge of our solar system. I am present at the edge of our solar system? Within less than an instant I am present at the edge of the cosmos. My imagination knows this can exist even if physical reality cannot confirm it from our Earth-bound perspective. What then is the phenomenological stance of imagination, if it can so quickly leap beyond the bounds of the situated horizon?

When I open my eyes I see the gray rain curtain that veils the white line of the Pacific Ocean’s horizon. I close my eyes, and I leap beyond all horizons.

Edge of the Solar System

 

Work Cited

Merleau-Ponty, Maurice. The Primacy of Perception. Edited by James M. Edie. Evanston, IL: Northwestern University Press, 1964.

 


[1] Maurice Merleau-Ponty, The Primacy of Perception, ed. James M. Edie (Evanston, IL: Northwestern University Press, 1964), 12.

[2] Merleau-Ponty, The Primacy of Perception, 16.

Saturating Words with Image

A text means nothing to me until it is suffused with image. As I sit with book in hand, the slightly rough texture of the pages meeting the pads of my fingers with a soft sound, I am somehow more aware of the breathing presence of the room around me, of the book’s scent, rather than the black ink words upon the page. Reading a line takes me out of the space in which I sit. Reading another takes me further out, yet also pulls me further into the text. Yet not until the first sentence of the third paragraph does the text ground itself in an image, something I can grasp beyond, or perhaps before, my intellect can take hold of it. The sentence is “The perceiving mind is an incarnated mind.”[1] Reading that line, I cannot doubt my own incarnation. As is written just three pages later, “Before our undivided existence the world is true; it exists. The unity, the articulations of both are intermingled.”[2] I can feel that I myself exist, not because I think, but because I can perceive myself: perceiving my breathing, perceiving touch, feeling, sensuality, this textured book in my grasp.

Sunset Moonrise
Photo by Matthew Segall

I am standing on the precipice of a mountain gazing westward, into the molten fire of the setting Sun. One hundred and twenty degrees to my left, an angle my body can hold within itself as I gaze in both directions, the waxing Moon rises over the further arches of a vermillion and rose stained ridge. I can feel the relationship of Sun and Moon within my body, somehow feeling my heart as the third point in this harmonious triangle. “We grasp external space through our bodily situation.”[3] Standing between rising Moon and setting Sun I know their relationship because my body is in relationship to each of them. “We also find that spatial forms or distances are not so much relations between different points in objective space as they are relations between these points and a central perspective—our body.”[4] As I read each page of Merleau-Ponty’s words they gain meaning only as much as the image of these cosmic luminaries are able to saturate the words.

I am a full participant in this moment. My body is in relationship with these two powerful celestial bodies that light up our world, that pull all of the existence I know forward along its spiraling path. “For us the body is much more than an instrument or a means; it is our expression in the world, the visible form of our intentions.”[5] This seems to hold true not only for my own body, but each body I am able to witness: the flaming Sun, the pregnant Moon, blazing Venus as it becomes visible in the cooling hues of the sky, the point of light that is Saturn that appears not long after Venus makes her debut, and the solidity of the Earth beneath my feet. Each are bodies giving visible form to their intentions.


[1] Maurice Merleau-Ponty, The Primacy of Perception, ed. James M. Edie (Evanston, IL: Northwestern University Press, 1964), 3.

[2] Merleau-Ponty, The Primacy of Perception, 6.

[3] Merleau-Ponty, The Primacy of Perception, 5.

[4] Ibid.

[5] Ibid.

The Infinite Dynamic Stairway: Exploring Anne Conway’s Philosophy

A Woman Philosopher

A sole treatise is all that the world has inherited of the philosophical thought of Lady Anne Finch, Viscountess of Conway, yet aspects of her unique system and cosmology can be traced in quiet echoes through the work of several of the great names that came after her, from Leibniz, Blake, and Goethe, to Bergson and Whitehead, to contemporary feminist and ecological thinkers. Her legacy is obscured, it seems, primarily by her gender, for she lived in a time when a university education was denied to women and her name was not even included on the title page of her only publication.[1] Except in rare cases, such as in the work of Leibniz, Anne Conway’s influence on subsequent thinkers can only be traced by a shadowy similarity of content, rather than directly by name. Yet she has been called “the profoundest and most learned of the female metaphysical writers of England”[2] by James Crossley, and “the most important woman philosopher in seventeenth century England” by Sarah Hutton.[3]

Jacob's Ladder

Conway was the “Heroine pupil”[4] of the Cambridge Platonist Henry More, who said in his dedication to her of Antidote Against Atheisme that she is one “whose Genius I know to be so speculative, and Wit so penetrant, that in the knowledge of things as well Natural as Divine, you have not onely out-gone all of your own Sex, but even of that other also, whose ages have not given them over-much the start of you.”[5] In his letters to Conway, More addresses her as, in Hutton’s words, an “exceptional woman: a kind of secular saint, remarkable for her virtue and piety, not the equal of men but their superior.”[6] What can we find of this ‘exceptional woman’ in the single manuscript we have of her own words? What was Conway articulating that More, along with the other men of Conway’s intellectual circle, held her in such admiration? Conway was a truly independent mind, drawing from such diverse sources as Plato and Origen, Behmenism and Quakerism, and the Lurianic Kabbalah,[7] to craft a critique of the early modern philosophies of Descartes, Hobbes, and Spinoza, and even aspects of More’s work as well.[8] To quote Carol Wayne White at length, Conway’s The Principles of the Most Ancient and Modern Philosophy

may be viewed as an invaluable cultural artifact of the early modern period, depicting Conway as a high Renaissance thinker who keenly integrated occult knowledge, alchemy, ancient wisdom, and the new mode of organizing reason, or “science” represented by the mechanists. In it, she introduced a conceptualization of “processional nature” that is measured and authorized by the worth of ancient and marginalized wisdoms. The result is a unique Christian cosmology or mystical naturalism that affirms a continuum of “life-affirming impulses” stretching from God through the most inconspicuous minutiae of perceived materiality.[9]

In the Principles we are presented with a “cross-fertilisation of Cartesianism and Platonism”[10] planted in the rich soils of ancient esotericism and watered generously with Conway’s own original thought. Although brief, it is the fullest philosophical system written in English by a woman in the seventeenth century.[11]

The Three Species of Existence

Conway presents a vision of the continuum of all existence, argued as a rationally deducible religious truth.[12] Conway’s treatise opens with a rewriting of the Trinity and a delineation of the three substances or species of existence: God, Christ, and Creation. Conway writes, “In God there is no time, change, arrangement, or division of parts.”[13] She describes the Trinity not as “three distinct persons”[14] but rather as a “triune deity,” with distinct powers rather than parts: “a triplicity of God, divine wisdom, and divine will.”[15] Conway goes on to say of God that “He is also in a true and real sense an essence distinct from his creatures, although not divided or separate from them but present in everything most closely and intimately in the highest degree.”[16] She differentiates God from God’s creatures not dualistically but rather as one end of an infinite continuum is differentiated from its other end, like an infinite spectrum of light fading towards dimness.[17] God is simultaneously distinct and above Creation, while “intimately present” in all created beings as well.[18]

Drawing on Kabbalistic influences, Conway describes God diminishing God’s own brilliant light for the sake of God’s creatures.[19] In the space of diminished light arises the second species or substance, the Middle Nature between God and creation: the Messiah, the Logos, Christ.[20] Conway maintains the divinity of Christ not as a person of a triune God ontologically separate from Creation, but rather as the Mediator between God and Creation.[21] “The first concept,” Conway writes on the Trinity, “is the infinite God himself, considered above and beyond his creation; the second is the same God insofar as he is the Messiah; the third is the same God insofar as he is with the Messiah in creatures.”[22] These three substances, the only three substances as Conway clearly emphasizes, share spirit as a universal characteristic. “Deity was present in everything,” White comments, “most closely and intimately, and in the highest degree.”[23] Yet for all that God, Christ, and Creation hold in common they remain infinitely differentiated, not in essence but in expression with relation to mutability, and therefore also in relation to time.

The first of the three kinds of being, God, is altogether immutable. “God was always a creator and will always be a creator because otherwise he would change.”[24] Conway goes on to say that “while he is in time, he is not bound by time.”[25] Because God is absolutely perfect God does not move toward greater perfection, and without movement or change there is perforce no time in God; God is eternally at eternity.

God’s creatures are both within time and bound by it, and therefore mutable and susceptible to change. Such mutability arises from what Conway calls the “indifference of will,” which “is the basis for all mutability and corruptibility in creatures, so that there would be no evil in creatures if they were not mutable.”[26] This indifference of the will Conway believes is something God does not have because of God’s divine goodness:

For this reason God is both a most free agent and a most necessary one, so that he must do whatever he does to and for his creatures since his infinite wisdom, goodness, and justice are a law to him which cannot be superceded.[27]

God is immutable, bound by goodness but free from time, while creatures are mutable toward goodness or evil and are subject to the motion of time. It is interesting to note that the indifference, or freedom, of the will of which Conway writes is not only a property of human beings, but of all creatures. In this particular sense she does not give humans a privileged position in Creation.

Christ, as the Middle Nature, the soul generated by God’s partially diminished light[28]—the space the Kabbalah calls tsimtsum[29]—shares in both the nature of God and the nature of Creation. Christ, unlike God, is mutable, but only toward an ever-increasing perfection of goodness; unlike creatures, Christ cannot change toward evil. Conway writes, “Christ cannot become evil but he can become good and consequently he partakes both of divinity and creatureliness as well as eternity and time.”[30] Like the Cambridge Platonists Henry More and Ralph Cudworth, Conway articulated the existence of a “fluid intermediary” between spirit and matter, but in Conway’s system, as Jacqueline Broad writes, Conway differed from her contemporaries by “advocating a monistic theory of created substances.”[31] Conway is clear, in an unnamed refutation of Spinoza, that her system is not pantheism because if all were one substance “sin and devils would be nothing but parts or the slightest modification of this divine being.”[32] Nor is it dualism because Christ is the Mediator between God and Creation, a being that participates in both divine and created substance, permeating both and uniting them through love.

In Conway’s system Christ seems to play a role differing from the orthodox Christian views of her time. Later in her life Conway converted to Quakerism, and it was through some of her Quaker ties, as well as her reading of the Kabbalah and other ancient texts, that allowed her to question the universality of Christian doctrine. Her treatise shows sympathies for other religious perspectives: for example, when she is rewriting the Trinity as three distinct powers instead of persons, she notes how the reference to distinct persons may be “a stumbling block and offense to Jews, Turks, and other people.”[33] In White’s words, Conway also questioned, “How could Christianity be a universal religion if Christian soteriology required a belief in the historical figure of Jesus Christ?”[34] The Christ of Conway’s philosophical system is a mediating being called by many names, not only Christ and the “soul of the Messiah,” but also the Kabbalistic Adam Kadmon, [35] the Middle Nature not made or created by God, but generated by God.[36] “Such a mediator is necessary by the very nature of things,” writes Conway, “because otherwise a gap would remain and one extreme would have been united with the other extreme without a mediator, which is impossible and against the nature of things.”[37] The Middle Nature unites “the creator with his creatures, in which union their happiness lay.”[38] The Christ of Conway’s philosophy, as the loving mediator, is not dissimilar to Plato’s realm of metaxy, in which daemons, such as Eros and Logos, carry prayers and blessings between mortals and gods.

Continuum of Spirit and Matter

Anne Conway was introduced to Henry More by her brother John Finch who was studying under More at Cambridge University.[39] Conway had not always held all the views she expressed in her posthumously published treatise, and came to More with several questions regarding God’s goodness and justice, as well as the nature of the soul.[40] In a letter dated 1652 Conway writes, “Upon the Reading of your Poem of the Prae-existence of the Soul, and serious thinking of it, I desir’d to be satisfied in Four Particulars, which are these.”

       First, Whether God did create the Matter for the Enjoyment of Souls, since they fell by it?

Secondly, Whether the Soul could Enjoy the Matter without being Clothed in Corporeity; and if it could not, how it can be the Fall of the Soul that makes it Assume a Body?

Thirdly, Upon Supposition most of the Souls fell; Why did not all Assume Bodies together: And how Adam can be said to be the first Man, and all Men to Fall in him, since they Fell before: And how the Souls of Beasts and Plants came into Bodies?

Fourthly, How Man can be Restor’d, to what he Fell from; And why the Devils that Fell; cannot? Why Christ’s Death should Extend more to One than to the Other?[41]

As Terryl Givens comments on these questions, such genuine inquiry into the preexistence of the soul without dismissal had “little precedent or parallel” in the history of philosophy, especially during the early modern period.[42] Conway continued in her pursuit of these and other related questions in her philosophical studies and intellectual salons, and finally offered her own answers to some of them in the Principles. Her understanding of the relation of spirit to matter, which arguably is the primary subject of her treatise, reconciles many of the questions she posed to More in the aforementioned letter, from how the soul relates to the human body, to the souls of other species, and finally to the restoration of all who have fallen away from God.

Conway argues that all of Creation, as the third substance of being next to Christ and God, is a single substance. All of creation is one spiritual substance, a continuum from body to soul, from spirit to matter. For Conway, the unity of created substance explains how the soul and body can relate to each other, the causal connection between mind and body that Descartes saw as completely incompatible and distinct.[43] In the same language that she uses to describe the continuum of God through Christ to Creation as a gradual diminution of God’s light, she writes of body as only the darkened form of spiritual light. “Truly,” she writes, “every body is a spirit and nothing else, and it differs from a spirit only insofar as it is darker. . . Consequently, the distinction between spirit and body is only modal and incremental, not essential and substantial.”[44] Conway’s primary influence on her belief in a spirit-matter continuum is her reading of the Lurianic Kabbalah,[45] a version of the Kabbalah drawn from the teachings of Isaac Luria, a Jewish zaddik from the sixteenth century whose writings carry strains of Plotinus’ and Origen’s thought.[46]

Illustrating her point further Conway writes, “spirit and body are of one original nature and substance, and that body is nothing but fixed and condensed spirit, and spirit nothing but volatile body or body made subtle.”[47] Both spirit and matter, according to Conway, can be located in time and space and have mutual influence upon each other.[48] In this latter respect, Conway holds a position contrary to More and the other Cambridge Platonists, who believe that the body is impenetrable and divisible, while spirit is penetrable and indivisible.[49] Carolyn Merchant, who sees great value in Conway’s philosophy overall, nevertheless charges that Conway’s system is “simply a reduction of all reality to the idealist category of spirit.”[50] Broad points out that “one might be led to believe that when Conway collapses the distinction between soul and body, she is more concerned to emphasise the spirituality of matter, rather than the other way around.”[51] But as Broad goes on to emphasize, “Conway’s spiritual particles are not quite ‘spiritual’ in the orthodox sense, because they are always extended and (potentially) divisible and impenetrable.”[52] Furthermore, unlike the Platonic and Cartesian views, Conway has “unorthodox conceptions of bodies, as alive, self-moving, perceptive, and penetrable,” and she has “materialistic views of the soul, as extended, divisible, and capable of being penetrable.”[53] Rather than merely collapsing all of reality into the category of spirit as Merchant suggests, Conway seems to be emphasizing the similarity of spirit and matter and their affinity as gradations of a single substance that is neither spirit nor matter essentially, but characterized simultaneously by material and spiritual properties. That spirit and matter are the same substance explains how they are able to relate to each other, but it is their distinction that allows them to be in relationship, which is required for their evolution and movement toward perfection. Both difference and similarity, as Conway understands it, are required for the purposeful motion of Creation to exist.

Anti-Cartesianism

Conway was introduced to philosophy through Cartesianism, taught to her by More through their correspondence.[54] She was not taught to take Descartes’ system as dogma, however, and in the end her own philosophy became a refutation of the Cartesian mind-body dualism: she even went so far as to call her treatise “anti-Cartesianism.”[55] The primary question she puts to Descartes, More, and others who hold similar views, is the interaction problem: if bodies are impenetrable and divisible and souls are penetrable and indivisible, how can they possibly interact? She argues that impenetrability is the mode of matter rather than its essence, and that matter can be penetrated by substance when in a subtler, more spiritual form.[56] She offers the metaphor of iron, which cannot be penetrated by another “equally course body” but can be penetrated by a body more subtle than it: “namely, by fire, which enters it and penetrates all its parts.”[57] So it is also with the soul and its body that they are able to be intimately present in one another as fire is to iron.

The soul has an affinity for its body because they are alike; they are one substance expressing itself in opposite modalities. Conway draws an analogy between, on the one hand, the body-soul relationship and, on the other hand, the relationship, love, and cooperation of a wife and husband.[58] But unlike other philosophies that use gendered metaphor for the soul and body, Conway emphasizes the similarity between women and men rather than how they differentiate to explain their love for each other. As Broad writes, “Her argument relies upon the supposition that men and women love one another because they have the same nature.”[59] Furthermore, Conway writes of the need the soul has for the body to be complete; the body retains the image of the spirit so that it might exist as a being:

Spirit is light or the eye looking at its own proper image, and the body is the darkness which receives this image. And when the spirit beholds it, it is as if someone sees himself in a mirror. But he cannot see himself reflected in the same way in clear air or in any diaphanous body, since the reflection of an image requires a certain opacity, which we call body. . . Just as every spirit needs a body to receive and reflect its image, it also needs a body to retain the image.[60]

In order for a person to have memory her spirit must have a body, for the body is what retains the image of the spirit. “Every spirit has its own body and every body its own spirit,” Conway writes.[61]

Seemingly in response to the first two of her own questions to More about the soul, Conway speaks of the “great love and desire which spirits or souls have for bodies, and especially those bodies with which they are united and in which they dwell.”[62] Not only this, but it is the goodness of the body that moves the soul to love it, a goodness which is shared by the nature of the soul—a view starkly contrasted with both the Platonic and Cartesian conceptions of the body.[63]

One position from which Conway argues for the unity of the soul with the body is from the experience of pain—something with which Conway was deeply familiar. From a young age Conway suffered chronic ill health and severe pain, primarily in the form of incapacitating headaches that left her bedridden for long periods of time.[64] She was often so weak she took to conducting her philosophical salons in her own bedroom—a practice tremendously uncommon for the time.[65] It is interesting to note that she wrote the Principles during her last two years of life, when her health and physical pain were at their worst.[66] In reference to the concept of soul-body dualism she writes,

Why does the spirit or soul suffer so with bodily pain? For if when united to the body it has no corporeality or bodily nature, why is it wounded or grieved when the body is wounded, whose nature is so different? . . . If one says that only the body feels pain but not the soul, this contradicts the principle of those who affirm that the body has no life or perception.[67]

It is on this subject of the ontological status of matter with which Conway most strongly disagrees with Descartes, Hobbes, More, and other like-minded dualists: is matter dead and inert, or is it vital and perceptive?[68] Based on her initial arguments for the continuum of all reality and the intimate presence of God in God’s creatures, she asks, “Since every creature shares certain attributes with God, I ask what attribute produces dead matter, or body, which is incapable of life and sense for eternity?”[69] In White’s words, Conway “asserted that all substances have some element, or at least potential possession, of thought or mentality.”[70] From this position Conway argues further that animals are not soulless automatons as Descartes declared, but rather they too, like human beings, “have some kind of spirit which possesses thought, sense, love, and various other properties.”[71]

An Ecological Ethic

The vitality Conway saw running through all of Creation, and the unity of nature, led her to perceive “a certain universal love in all creatures for each other.”[72] It is this perspective held by Conway that led such ecologically oriented thinkers as Merchant and White to draw on her philosophy for an ecological ethic. Merchant writes on Conway’s philosophical system:

Its emphasis on the life of all things as gradations of soul, its lack of a separate distinction between matter and spirit, its principle of an immanent activity permeating nature, and its reverence for the nurturing power of the earth endowed it with an ethic of the inherent worth of everything alive.[73]

Meanwhile, from White’s perspective: “Conway’s religious philosophy placed emphasis on the life of all things and compelled its adherents to adopt an ethic of care for the inherent worth of everything alive.” White goes on to say, “She offers a religious cosmology resonating with ethical force regarding proper relations among all forms of nature.”[74] Conway is articulating an utterly different approach to the cosmos—a “mystical naturalism” as White calls it—from the mechanistic world view that so powerfully captivated the modern mind and subsequently shaped the very face of the Earth through industrialization.

The Dynamic Stairway

Merchant draws on Conway for her vitalist, organicist perspective, saying “Conway based her system of creation not on the machine but on the great, hierarchical chain of being, modified to incorporate an evolution or transmutation to higher forms, based on the acquisition of goodness and perfection.”[75] Conway maintains the Platonic view that Creation continually and infinitely moves toward the Good.[76] Indeed, as Broad points out, Conway agrees with the Cambridge Platonists in emphasizing the spiritual purpose behind Creation, which is to move to greater and greater spiritual perfection and goodness.[77] Because all of Creation is a single substance, it is not the essence of Creation that changes toward the Good but rather its mode, or expression.[78] Yet, as previously mentioned, what differentiates Creation from God is its mutability, and what differentiates Creation from Christ is its mutability not only toward goodness but toward evil as well—a difference made possible by creatures’ ability to have indifference or freedom of the will.

Between created beings—humans, plants, animals, water, minerals, and so forth—only a finite difference exists, making it possible for creatures to perfect themselves through the ‘hierarchical chain of being.’[79] This chain of being Conway compares to an infinite staircase, in which the steps extend infinitely yet the distance between each step remains finite.[80] Such is the finite distance between created species. Animals can become human, plants can become animals and so on, but also vice versa. Conway seems to have two different perspectives on how such mutation occurs. For one, she seems literally to hold that one species can become another, an idea she likely adopted from her close friend and fellow Quaker convert Francis Mercury van Helmont.[81] She writes of such mutation saying,

daily experience teaches us that various species can change into each other: earth changes into water, water into air, air into fire and ether and, vice versa, fire into air, air into water, etc., and these are nevertheless distinct species.[82]

She also goes on to describe more unusual transmutations of species, such as wheat into barley, worms into flies, and other aspects of the still widely believed theory of spontaneous generation that would not be disproved until the nineteenth century by Louis Pasteur.

In addition to Conway’s conception of the changeability of species into each other at a material level, she also has an alternate perspective on how a member of one species becomes that of another: echoing the Kabbalah,[83] and even aspects of More and Cudworth’s thought that was influenced by ancient sources,[84] Conway presents the idea of metempsychosis, a transmigration of souls after death from one species to another depending on how the life of that soul was lived.[85] The character of the soul will give shape to the body with which it is united—whether it be animal, vegetable, human, angel, or demon—an idea not dissimilar to Aristotle’s, and later Aquinas’s, conception of the soul as the form of the body.[86] The transmigration of souls is an expression of God’s justice in Conway’s cosmology, souls ascending or descending the infinite stairway according to their behavior not only towards fellow humans but in the treatment of animals and other species also.[87] For this perspective Conway seems to be drawing on the work of Origen, introduced to her by More, who “proposes a principle of change running through all created things,” change that is both moral and ontological.[88]

In continued agreement with Origen, who had been dismissed by the Catholic Church as a heretic centuries prior to the Renaissance revival of his thought, Conway asserts that God’s goodness would not allow God to punish souls eternally for their wrongdoings.[89] In a refutation of the Calvinist system still dominant in England during her lifetime, Conway believed punishment not to be eternal damnation but rather part of the continual movement of Creation towards goodness.[90] The benevolence and love of God would not allow God to act as a tyrant eternally punishing God’s own creations. Echoing Origen’s concept of apokatastasis[91] and the Kabbalistic notion of tikkun,[92] Conway believed in, as Givens defines it, “the eventual salvation and restoration of all spirits—even that of Satan himself.”[93]

Creatures can ascend or descend the hierarchical stairway infinitely, but Conway is clear they will never ascend to the point of equaling God in God’s perfection. “For the highest excellence of a creature,” she writes, “is to be infinite only in potentiality, not in actuality. That is, it is always able to become more perfect and more excellent to infinity, although it never reaches this infinity.”[94] God is infinitely greater than the infinite potential of God’s creatures in the way that “one infinity is greater than another.”[95] God is like a perfect sphere that no other geometrical shape can approach: even if a geometrical shape has an infinite number of sides it will never become the smooth curve of a sphere.[96]

Souls As Ruling Spirits

Some disagreement exists between interpreters of Conway’s text on whether she believed in the preexistence of souls as her teacher More did. After all, it was his poem “Prae-existence of the Soul” that inspired her series of questions regarding the nature of souls. Hutton argues that Conway did not share More’s belief in the Origenist doctrine of preexistence, although she did agree with other aspects of Origen’s thought as has been previously mentioned.[97] Givens, on the other hand, clearly asserts that Conway did agree with More on preexistence,[98] which he draws from her text when she writes, “Creatures, although they are not coeternal with God, nevertheless have existed for an infinite time from the beginning.”[99] Yet Conway also goes on to say, “In different senses, creatures have existed and not existed from eternity.”[100] How one interprets this depends on what one understands souls to be: are they individual personalities that have existed from the beginning? Or rather is the single substance constituting all of Creation what has existed from eternity, and souls are constituted later by the process of eternal motion toward goodness?

Just as Creation is a multitude within the unity of a single substance, and the Trinity a triune within a single Spirit, Conway has a similar conception of all creatures. Not only are God’s creatures “infinite and created in an infinity of ways”[101] but also that “in every creature, whether spirit or body, there is an infinity of creatures, each of which contains an infinity in itself, and so on to infinity.”[102] This idea, drawn by Conway from the Kabbalah,[103] gives rise to the conception that not only is every body composed of a multitude of bodies, but furthermore so is every spirit.[104] How then is one to understand where the concept of personhood arises? If all of the spirit-matter continuum is perceptive and vital, albeit to varying degrees, what part of myself can assert “I am”? Conway writes that just as the parts that make up a body are arranged in a certain order so too are spirits arranged, to be governed by a principle ruling spirit[105]—not unlike Emerson’s conception of the Over-Soul, or Whitehead’s dominant monad. There is not a single ruling spirit, but rather a hierarchy of ruling spirits, “such that one is the principle ruler, another has second place, and a third commands others below itself. . . Thus every human being, indeed every creature whatsoever, contains many spirits and bodies.”[106] These ruling spirits are organized along the continuum from matter to God, who is the ultimate leader of the multitude of spirits.

The dynamic multiplicity of Creation’s unity is another aspect that differentiates the spiritual being of creatures from the spiritual being of God: Creation is composed at the primary level of spiritual monads—a concept that greatly inspired Leibniz[107]—whereas God is not.[108] While creatures, as previously mentioned, can be divided to infinity, Conway writes that this is only a mathematical possibility, but not one that God, bound by goodness, would allow to occur physically. For if divided to the smallest mathematical monad, instead of merely the smallest physical monad, a creature would cease its vital motion and thus no longer have the ability to move toward perfection and goodness.[109] Something in which the motion has ceased would be dead matter, which Conway has already deemed to not exist due to the goodness of God.

Finally, Conway asserts that the infinite multiplicity of creatures is actually what allows them to have the capacity for motion and the ability to strive for perfection. “A creature,” she writes, “because it needs the help of its fellow creatures, must be multiple in order to receive this help.”[110] All creatures need their fellow creatures; despite their multiplicity no creature can ever be separated from Creation because they are all ultimately of one nature, one being.[111] Referring back to the principle ruling spirit that organizes the multiplicity of spirits to compose the soul and body of a creature, Conway clarifies that even this ruling spirit itself is multiple:

It is called central because all the other spirits come together in it, just as lines from every part of the circumference meet in the center and go forth from this center. Indeed, the unity of spirits composing this central predominant spirit is firmer and more tenacious than that of other spirits    . . . This unity is so great that nothing can dissolve it.[112]

Because it is God’s nature to be immutable, God has been a creator from eternity; as such, creatures also have existed from eternity because God has always created.[113] From this position Conway concludes to the Christian doctrine of the eternal existence of the soul, while simultaneously maintaining the multiplicity of that soul. She writes, “Thus it happens that the soul of every human being will remain a whole soul for eternity and endure without end, so that it may receive proper rewards for its labor.”[114] Conway affirms the eternal existence of the soul not only forward in time but backward, while also affirming the evolution of Creation, in which creatures learn from embodied action and morally guided metempsychosis.

Sacred Relationality

Conway’s religious philosophy holds that the role of Creation is ultimately to recognize and move toward its own divine nature, a belief that draws on the diverse influences of Platonic, Kabbalistic, Gnostic, Neoplatonic, and alchemical sources.[115] Her system of natural mysticism, which might also be characterized as an early modern form of process panentheism, can be seen quietly reflected in aspects of the monadology of Leibniz,[116] the organicism of Blake,[117] the morphology of Goethe,[118] the vitalism of Bergson,[119] and the process philosophy of Whitehead.[120] Her protest against a mechanical world view[121] and the Cartesian soul-body dualism has been picked up by contemporary feminists and ecological thinkers alike as they find a voice in solidarity hailing from the pivotal time of the early modern period.[122] As White notes,

Her early modern perspectives thus provide a remarkable antecedent for new naturalistic impulses in religious studies, particularly current reconstructions of nature that challenge “dominion-over-nature” ideologies derived from early scientific and modern conceptions.[123]

Yet Conway’s name is rarely included in major histories of philosophy, despite the brilliance of her thought that was recognized by her colleagues. The patriarchal tide of Western history swept her under its strong current to become a name infrequently retrieved. Nevertheless, the ocean of history is wide and the tides of the world are changing. Conway’s brief treatise may yet resurface in a significant way as humanity searches for answers within our historical lineages, answers from thinkers who present a cosmology that can remind us of our connection not only to each other but to the divinity of the planet on which we live and the cosmos through which we travel. Her emphasis on multiplicity within unity brings awareness to the relationality of the entire cosmos, to the love inspired by the simultaneous affinity and difference of all beings held together in dynamic union. In the picture White paints of Conway’s vision she says, “For Conway, the love among all creation constitutes a sacral universe where the shared love among all entities is based on a processional view of natural phenomena participating in the divine life.”[124] Conway’s may be one of the voices we need to hear in order to learn how to remain afloat upon the changing tides of a universe woven of sacred, multiplicitous unity.

References

Broad, Jacqueline. Women Philosophers of the Seventeenth Century. Cambridge, England: Cambridge University Press, 2004.

Conway, Anne. The Principles of the Most Ancient and Modern Philosophy. Edited and translated by Allison P. Coudert and Taylor Course. Cambridge, England: Cambridge University Press, 1996.

Givens, Terryl L. When Souls Had Wings: Pre-Mortal Existence in Western Thought. New York, NY: Oxford University Press, 2012.

Hutton, Sarah. Anne Conway: A Woman Philosopher. Cambridge, England: Cambridge University Press, 2004.

Merchant, Carolyn. The Death of Nature: Women, Ecology and the Scientific Revolution. San Francisco, CA: Harper San Francisco, 1990.

More, Henry. “The Epistle Dedicatory.” In An Antidote Against Atheisme: or an Appeale      to the Natural Faculties of the Minds of Man, whether there be not a God. London, England, 1653.

Ward, Richard. The Life of the Pious and Learned Henry More. Edited by Sarah Hutton et al. Dordrecht, Netherlands: Kluwer, 2000.

White, Carol Wayne. The Legacy of Anne Conway: Reverberations from a Mystical Naturalism. New York, NY: State University of New York Press, 2008.

Worthington, John. The Diary and Correspondence of Dr. John Worthington. Edited by James Crossley. Manchester, England: The Chetham Society, 1847.


[1] Carolyn Merchant, The Death of Nature: Women, Ecology and the Scientific Revolution (San Francisco, CA: Harper San Francisco, 1990), 254.

[2] John Worthington, The Diary and Correspondence of Dr. John Worthington, ed. James Crossley (Manchester, England: The Chetham Society, 1847), 142, note 1.

[3] Sarah Hutton, qtd. in Jacqueline Broad, Women Philosophers of the Seventeenth Century (Cambridge, England: Cambridge University Press, 2004), 65.

[4] Richard Ward, The Life of the Pious and Learned Henry More, ed. Sarah Hutton et al. (Dordrecht, Netherlands: Kluwer, 2000), 123.

[5] Henry More, “The Epistle Dedicatory” in An Antidote Against Atheisme: or an Appeale to the Natural Faculties of the Minds of Man, whether there be not a God (London, England, 1653).

[6] Sarah Hutton, Anne Conway: A Woman Philosopher (Cambridge, England: Cambridge University Press, 2004), 29.

[7] Merchant, The Death of Nature, 255.

[8] Hutton, Anne Conway: A Woman Philosopher, 2, 49.

[9] Carol Wayne White, The Legacy of Anne Conway: Reverberations from a Mystical Naturalism (New York, NY: State University of New York Press, 2008), 48.

[10] Hutton, Anne Conway: A Woman Philosopher, 3.

[11] Ibid, 5-6.

[12] Ibid, 55.

[13]Anne Conway, The Principles of the Most Ancient and Modern Philosophy, ed. and trans. Allison P. Coudert and Taylor Course (Cambridge, England: Cambridge University Press, 1996), 9.

[14] Conway, The Principles of the Most Ancient and Modern Philosophy, 10.

[15] Hutton, Anne Conway: A Woman Philosopher, 65.

[16] Conway, The Principles of the Most Ancient and Modern Philosophy, 9.

[17] Ibid, 10-11.

[18] Ibid, 50.

[19] Terryl L. Givens, When Souls Had Wings: Pre-Mortal Existence in Western Thought, (New York, NY: Oxford University Press, 2012), 163.

[20] Conway, The Principles of the Most Ancient and Modern Philosophy, 10-11.

[21] Hutton, Anne Conway: A Woman Philosopher, 65.

[22] Conway, The Principles of the Most Ancient and Modern Philosophy, 11.

[23] White, The Legacy of Anne Conway, 49.

[24] Conway, The Principles of the Most Ancient and Modern Philosophy, 13.

[25] Ibid, 14.

[26] Ibid, 15.

[27] Ibid, 16.

[28] Conway, The Principles of the Most Ancient and Modern Philosophy, 24.

[29] White, The Legacy of Anne Conway, 53.

[30] Conway, The Principles of the Most Ancient and Modern Philosophy, 23.

[31] Broad, Women Philosophers of the Seventeenth Century, 70.

[32] Conway, The Principles of the Most Ancient and Modern Philosophy, 31.

[33] Conway, The Principles of the Most Ancient and Modern Philosophy, 10.

[34] White, The Legacy of Anne Conway, 22.

[35] Conway, The Principles of the Most Ancient and Modern Philosophy, 10.

[36] Ibid, 25.

[37] Ibid.

[38] Ibid, 11.

[39] Hutton, Anne Conway: A Woman Philosopher, 17.

[40] Hutton, Anne Conway: A Woman Philosopher, 55.

[41] Ward, The Life of the Pious and Learned Henry More, 169.

[42] Givens, When Souls Had Wings, 158.

[43] White, The Legacy of Anne Conway, 45.

[44] Conway, The Principles of the Most Ancient and Modern Philosophy, 39-40.

[45] Broad, Women Philosophers of the Seventeenth Century, 73.

[46] Givens, When Souls Had Wings, 163.

[47] Conway, The Principles of the Most Ancient and Modern Philosophy, 61.

[48] White, The Legacy of Anne Conway, 52.

[49] Hutton, Anne Conway: A Woman Philosopher, 42.

[50] Merchant, The Death of Nature, 263.

[51] Broad, Women Philosophers of the Seventeenth Century, 72.

[52] Broad, Women Philosophers of the Seventeenth Century, 78.

[53] Ibid.

[54] Hutton, Anne Conway: A Woman Philosopher, 4.

[55] Conway, The Principles of the Most Ancient and Modern Philosophy, 64.

[56] Broad, Women Philosophers of the Seventeenth Century, 76.

[57] Conway, The Principles of the Most Ancient and Modern Philosophy, 50.

[58] Conway, The Principles of the Most Ancient and Modern Philosophy, 38.

[59] Broad, Women Philosophers of the Seventeenth Century, 78.

[60] Conway, The Principles of the Most Ancient and Modern Philosophy, 38.

[61] Ibid, 39.

[62] Ibid, 46.

[63] Conway, The Principles of the Most Ancient and Modern Philosophy, 48.

[64] Hutton, Anne Conway: A Woman Philosopher, 33-4.

[65] White, The Legacy of Anne Conway, 11.

[66] Hutton, Anne Conway: A Woman Philosopher, 34.

[67] Conway, The Principles of the Most Ancient and Modern Philosophy, 58.

[68] Broad, Women Philosophers of the Seventeenth Century, 69.

[69] Conway, The Principles of the Most Ancient and Modern Philosophy, 45.

[70] White, The Legacy of Anne Conway, 3-4.

[71] Conway, The Principles of the Most Ancient and Modern Philosophy, 32.

[72] Ibid, 47.

[73] Merchant, The Death of Nature, 254-5.

[74] White, The Legacy of Anne Conway, 4.

[75] Merchant, The Death of Nature, 260.

[76] Broad, Women Philosophers of the Seventeenth Century, 83.

[77] Ibid, 85.

[78] Conway, The Principles of the Most Ancient and Modern Philosophy, 29.

[79] Conway, The Principles of the Most Ancient and Modern Philosophy, 33.

[80] Ibid, 34.

[81] Merchant, The Death of Nature, 254-5.

[82] Conway, The Principles of the Most Ancient and Modern Philosophy, 34.

[83] White, The Legacy of Anne Conway, 53.

[84] Merchant, The Death of Nature, 260-1.

[85] Conway, The Principles of the Most Ancient and Modern Philosophy, 36.

[86] White, The Legacy of Anne Conway, 57.

[87] Conway, The Principles of the Most Ancient and Modern Philosophy, 35.

[88] Hutton, Anne Conway: A Woman Philosopher, 70.

[89] Givens, When Souls Had Wings, 163.

[90] White, The Legacy of Anne Conway, 52.

[91] Givens, When Souls Had Wings, 97.

[92] Ibid, 163.

[93] Ibid, 98.

[94] Conway, The Principles of the Most Ancient and Modern Philosophy, 33.

[95] Ibid, 17.

[96] Ibid, 67.

[97] Hutton, Anne Conway: A Woman Philosopher, 70.

[98] Givens, When Souls Had Wings, 164.

[99] Conway, The Principles of the Most Ancient and Modern Philosophy, 12.

[100] Ibid.

[101] Ibid, 16.

[102] Ibid, 17.

[103] Broad, Women Philosophers of the Seventeenth Century, 73.

[104] Conway, The Principles of the Most Ancient and Modern Philosophy, 39.

[105] Conway, The Principles of the Most Ancient and Modern Philosophy, 39.

[106] Ibid, 39.

[107] Merchant, The Death of Nature, 264.

[108] White, The Legacy of Anne Conway, 50.

[109] Conway, The Principles of the Most Ancient and Modern Philosophy, 20.

[110] Conway, The Principles of the Most Ancient and Modern Philosophy, 54.

[111] Ibid, 52.

[112] Ibid, 55.

[113] Ibid, 13.

[114] Ibid, 55.

[115] White, The Legacy of Anne Conway, 26.

[116] Merchant, The Death of Nature, 257.

[117] White, The Legacy of Anne Conway, 69.

[118] Ibid, 70.

[119] Ibid, 77.

[120] Ibid, 83.

[121] Merchant, The Death of Nature, 268.

[122] Broad, Women Philosophers of the Seventeenth Century, 80.

[123] White, The Legacy of Anne Conway, ix.

[124] White, The Legacy of Anne Conway, 92.

The Harmonic Nonbeing of Evil: Plotinus’s Neoplatonic Mysticism

If a candle burns alone in the darkness, and the flame and its emanating light are all that exist, whence comes the darkness? If everything that exists is One, and the One is Good, whence comes evil? The paradox of Plotinus’s Neoplatonism is before us, the paradox of how all of existence emanates from the One and yet evil still operates in the world. For Plotinus, is evil real or an illusion? If all is One, is anything real, or is all an illusion? Finally, what is the role of the human being, the human soul—in relation, participation, unity, or differentiation—with the One? And with evil?

Candle Flame

Neoplatonism was born in Rome through the writings and teachings of the Platonic philosopher Plotinus in the year 265 ce. Carrying forward Plato’s philosophy while drawing on 600 years of philosophical, religious, and cultural development in the Mediterranean, Plotinus conceived of a “suprarational mysticism”[1] of the divine, the One without a second, in which the universe is a living continuum, from the inanimate matter of minerals to the luminosity of the gods.[2] The One is all things, yet also it is no thing; in order for the One to generate being, it in itself is not being.[3] The One exists, but it exists outside of being and time.[4] “The One,” writes Richard Tarnas, “also called the Good, in an overflow of sheer perfection produces the ‘other’—the created cosmos in all its variety—in a hierarchical series of gradations moving away from this ontological center to the extreme limits of the possible.”[5] The One is like the flame of a candle and the emanating light is the “other,” the overflowing of utmost perfection. A flame cannot help but emit light, and light cannot emanate without a source. They are inseparable, and yet distinct nonetheless. Jacob Sherman describes the emanation of the many from the One thus: “The doctrine of emanation of Plotinus. . . pictures the many as epiphenomena that proceed from the One but do not remain within the One. . . Plotinus’s One remains unmoved within itself, and the many are distinct from this One.”[6] Although the One radiates all things into being, the One itself cannot be interacted with. The candle flame will burn us, while the light will not: the flame and light are distinguishable, and it is clear that while the flame creates the light, the light does not cause the flame.

As existence emanates from the One it radiates out in hierarchical gradations like the fading brightness of a candle’s light. The brightest, closest to the One, is the Intellect, which then radiates out to Soul. Tarnas writes, “The three ‘hypostases’—One, Intellect, and Soul—are not literal entities but rather spiritual dispositions.”[7] Individual human souls, as well as the World Soul, derive from this hypostasis Soul.[8] Again, there is no ultimate difference between these aspects of the One, but rather a more subtle distinction: the light further from the candle flame is distinctly less bright than the closer but it is the same light.

Contemplating the spiritual distinctions of the One brings into question the reality of the world, and particularly the reality of the individual human soul as individual. According to Plotinus, the human soul contains all the hierarchical stratifications of the One; part of the human soul never left the One, never left the core of the candle flame.[9] Yet Plotinus also speaks of the soul’s descent away from the One, into incarnation, saying, “Those souls which descend deepest show their light furthest down.”[10] What is being illuminated by their light? Once again, whence comes the darkness? Sherman writes,

Plotinus’s emanation cosmology sees the contraction of form as an isolated mass surrounded on both sides by two infinities; form floats upon the surface of the chaotic illimitation of nonbeing, and gazes heavenward to the infinite pleromatic vaults of the One’s ineffable simplicity.[11]

This image portrays a dynamic tension between the One, which is outside of being, and the ‘chaotic illimitation of nonbeing’: what emerges between these two different yet parallel infinities is form, existence. A contradiction seems to exist in Plotinus’s thought, for although the One may not have a second, something else seems to exist in relationship to the One by its very nonexistence. All that emanates from the One Plotinus deems to be Good; thus the evil experienced within the world must either not emanate from the One—and therefore not exist—or, if evil is real, then it must be part of the One. Finally, in paradoxical contrast to these first two possibilities, perhaps evil does exist in such utter contrast to the One it can only be named nonbeing, which is what Sherman’s image seems to present. This third possibility appears to place, in a non-spatial sense, both the nonbeing of evil and the One that generates all things, outside of being itself.

Plotinus seems to hold contradictory views on the subject of evil throughout his writings. At times evil appears to be a presence on the edge of being, at the point when the emanation of the One ceases. At others evil seems to be a tangible part of the One expressed by the material realm. Finally, evil also appears to arise only in relationship: the relationship between soul and body, between spirit and matter, and in the interactions between incarnated individuals. Evil shifts from a noun to a verb; it is not a being but rather an action; there are no evil people, only evil deeds.

The individual soul moves away from the divine Intellect and descends into material reality by turning away from the totality of the One and instead focusing inward upon itself. The soul becomes “a deserter from the totality; its differentiation has severed it; its vision is no longer set in the Intellectual; it is a partial thing, isolated, weak, full of care, intent upon the fragment; severed from the whole; it nestles in one form of being.”[12] By focusing on its own particularity the soul becomes particular, and thus an individual. Plotinus presents this movement of the soul as a fall, but he also affirms it as part of a larger movement “determined by the eternal law of nature.”[13] He goes on to say that “there is no inconsistency or untruth in saying the Soul is sent down by God.”[14] Yet once embodied the soul that exists on the periphery of the One’s emanation can potentially forget its origin, depending how far the soul descends. Plotinus writes, “As long as they have not touched the lowest region of process (the point at which non-being begins) there is nothing to prevent them rising once more.”[15] This image gives the sense that non-being, which has a “point” at which it “begins,” is an actual entity, the infinite chaos beyond the One’s power.

Encountering the knowledge of evil and gaining an understanding of sin will not in itself harm the human soul—if that soul returns quickly to its source.[16] According to some interpretations of Plotinus that evil exists outside the One as nonbeing, while according to others evil is present at the periphery of the One’s emanation in the material world. Tarnas writes,

The material world, existing in time and space and perceptible to the senses, is the level of reality furthest from unitary divinity. As the final limit of creation, it is characterized in negative terms as the realm of multiplicity, restriction, and darkness, as lowest in ontological stature—holding the least degree of real being—and as constituting the principle of evil.[17]

It seems clear from this excerpt that matter, and the principle of evil, are on the periphery of the One’s emanation: they have the ‘least degree of real being’ rather than complete nonbeing. Yet, just as it is difficult to differentiate the exact location at which a candle’s light has completely faded and utter darkness begins, the distinction between the end of being and the beginning of nonbeing may be equally blurred.

Plotinus emphasizes that to be in a body is to be “apt to body-punishment,”[18] and even goes so far as to say, “The soul is evil when it is thoroughly mixed with the body and shares its experiences and has all the same opinions.”[19] To live a divine life as an embodied soul one must have “detachment from all things here below, scorn all earthly pleasures.”[20] Lloyd Gerson elaborates on the point of the evil of matter:

As Plotinus reasons, if anything besides the One is going to exist, then there must be a conclusion of the process of production from the One. The beginning of evil is the act of separation from the One by Intellect, an act which the One itself ultimately causes. The end of the process of production from the One defines a limit, like the end of a river going out from its sources. Beyond the limit is matter or evil. (Emphasis added.)[21]

In Gerson’s interpretation of Plotinus, matter, and therefore evil, are caused by an act of the One. However, Plotinus also indicates in the Enneads that matter is still able to participate in the Good of the One, in seeming contradiction with himself. He writes,

No principle can prevent anything from partaking, to the extent of it own individual receptivity, in the nature of Good. If, therefore, Matter has always existed, that existence is enough to ensure its participation in the being which, according to each receptivity, communicates the supreme Good universally. (Emphasis added.)[22]

I emphasize Plotinus’s repeated point about matter’s individual receptivity because this indicates the limited participation matter is able to have with the Good. In turn, this excerpt of Plotinus can be contrasted with Tarnas’s interpretation of Plotinus’s Neoplatonism, which “portrayed nature as permeated by divinity, a noble expression of the World Soul. Stars and planets, light, plants, even stones possessed a numinous dimension.”[23] This image of numinous nature appears to indicate an intimate participation of matter in the Good, implying that matter itself is not evil.

If matter itself is not evil, but a human soul becomes evil by being in a material body, how can this contradiction be reconciled? Returning to Plotinus’s statement about the soul in the body we can reinterpret his words slightly: ‘The soul is evil when it is thoroughly mixed with the body and shares its experiences and has all the same opinions.’ The body, and matter in general, is only evil when it becomes an object of desire that impedes a soul from returning to its divine source. Matter can only be the goal of desire for beings who are self-conscious and able to choose material desire, specifically human beings. “This is not because body itself is evil,” Gerson writes.

The evil in bodies is the element in them that is not dominated by form. One may be desirous of that form, but in that case what one truly desires is that form’s ultimate intelligible source in Intellect. More typically, attachment to the body represents a desire not for form but a corrupt desire for the non-intelligible or limitless.[24]

Evil then can be interpreted not as an entity—it remains nonbeing—but as existing as an action. Acts of evil, or acts of any kind, take place within the unity of the One because the One is simultaneously a multiplicity. Plotinus writes, “In virtue of the unity the individual is preserved by the All; in virtue of the multiplicity of things having various contacts, difference often brings about mutual hurt; one thing, seeking its own need, is detrimental to another.”[25] He goes on to speak of the action of the entire Cosmos coordinating the beings within it:

The beings thus co-ordinated are not the causes; the cause is the co-ordinating All; at the same time it is not to be thought of as acting upon a material distinct from itself, for there is nothing external to it since it is the cause by actually being all.[26]

From this perspective, any punishments for wrongdoings, for temporary acts of evil, can be seen as medicine for the whole although they are experienced as suffering by the individual part.[27] Furthermore, unmerited suffering, for example from disease or poverty, Plotinus considers accidental consequences of the greater actions of the All, and not as individual punishments.[28]

As the One radiates out from itself, through Intellect, Soul, and on to incarnated materiality, the One’s emanations do not actually come into being until they look back at their source: their moment of contemplation is their moment of becoming. This brings up the question of what might happen if part of the emanation never looked back—would it never come into being? Might this be how evil can be present in the One’s creation? If something never looked back it would not come into being, making it nonbeing, meanwhile it is not a form of nonbeing that enters the One from outside. The monism is kept intact while the action of evil—of not looking back or literally re-specting the One—is accounted for within creation.

The soul’s encounter with evil is a necessity for the soul to be able to contemplate and respect the One. Plotinus writes, “Where the faculty is incapable of knowing without contact, the experience of evil brings the clearer perception of Good.”[29] Matter is only considered evil when it impedes the human soul from returning to the One, yet paradoxically evil also seems to be necessary for the soul to know how to turn back toward the One, toward the Good. Gerson writes, “To deny the necessity of evil is to deny the necessity of the Good.”[30] Evil’s role within the One is to produce a harmony that weaves through the notes of the melody of the Good. It is the self-consciously acting human soul that allows, through its actions, the necessity of evil to play its role in creation. The “negative reality” of evil, writes Tarnas, “plays a necessary role in a larger design, and ultimately affects neither the perfection of the One nor the well-being of the philosopher’s highest self”[31]—the highest aspect of the human soul that always remains with the One. The very perfection of the One seems only to be completed by the dynamic harmony evil provides. The candle flame is brightest, and therefore contingent upon, the very darkness that lets it shines forth.

 

Works Cited

Gerson, Lloyd. “Plotinus.” The Stanford Encyclopedia of Philosophy (Fall 2012 Edition). Edited by Edward N. Zalta. Accessed March 13, 2013. <http://plato.stanford.edu/archives/fall2012/entries/plotinus/&gt;.

Givens, Terryl L. When Souls Had Wings: Pre-Mortal Existence in Western Thought. New York, NY: Oxford University Press, 2012.

O’Brien, Elmer, ed., The Essential Plotinus. Indianapolis, IN: Hackett, 1981.

Plotinus. Enneads. V.2.1. Translated by A.H. Armstrong. 7 volumes. Cambridge, MA: Harvard University Press, 1966-88.

Plotinus. The Heart of Plotinus: The Essential Enneads. Edited by Algis Uzdavinys. Bloomington, IN: World Wisdom Inc., 2009.

Sherman, Jacob H. “A Genealogy of Participation.” In The Participatory Turn, edited by Jorge N. Ferrer and Jacob H. Sherman, 81-112. Albany, NY: State University of New York Press, 2008.

Tarnas, Richard. The Passion of the Western Mind: Understanding the Ideas That Have Shaped Our World View. New York, NY: The Random House Publishing Group, 1991.

 


[1]Richard Tarnas, The Passion of the Western Mind: Understanding the Ideas That Have Shaped Our World View, (New York, NY: The Random House Publishing Group, 1991), 84.

[2] Plotinus, The Heart of Plotinus: The Essential Enneads, ed. Algis Uzdavinys (Bloomington, IN: World Wisdom Inc., 2009), 136-7.

[3] Plotinus, Enneads, V.2.1, trans. A.H. Armstrong, 7 vols. (Cambridge, MA: Harvard University Press, 1966-88), 5:59.

[4] Terryl L. Givens, When Souls Had Wings: Pre-Mortal Existence in Western Thought (New York, NY: Oxford University Press, 2012), 76.

[5] Tarnas, The Passion of the Western Mind, 85.

[6] Jacob H. Sherman, “A Genealogy of Participation,” in The Participatory Turn, ed. Jorge N. Ferrer and Jacob H. Sherman (Albany, NY: State University of New York Press, 2008), 96.

[7] Tarnas, The Passion of the Western Mind, 85.

[8] Plotinus, The Heart of Plotinus, 136.

[9] Plotinus, The Heart of Plotinus, 137.

[10] Ibid, 139.

[11] Sherman, “A Genealogy of Participation,” 89.

[12] Plotinus, The Heart of Plotinus, 163-4.

[13] Ibid, 165.

[14] Ibid.

[15] Plotinus, The Heart of Plotinus, 146.

[16] Ibid, 165.

[17] Tarnas, The Passion of the Western Mind, 85.

[18] Plotinus, The Heart of Plotinus, 140.

[19] Plotinus, Enneads, I.2.3.

[20] Elmer O’Brien, ed., The Essential Plotinus (Indianapolis, IN: Hackett, 1981), 88 (Enneads VI, 9:9, 11).

[21] Lloyd Gerson, “Plotinus,” The Stanford Encyclopedia of Philosophy (Fall 2012 Edition), ed. Edward N. Zalta, accessed March 13, 2013, <http://plato.stanford.edu/archives/fall2012/entries/plotinus/&gt;, section 2, para. 15.

[22] Plotinus, The Heart of Plotinus, 166.

[23] Tarnas, The Passion of the Western Mind, 213.

[24] Gerson, “Plotinus,” section 2, para. 17.

[25] Plotinus, The Heart of Plotinus, 151.

[26] Ibid, 152.

[27] Ibid, 157.

[28] Plotinus, Enneads, IV.3.16-17.

[29] Plotinus, The Heart of Plotinus, 167.

[30] Gerson, “Plotinus,” section 2, para. 17.

[31] Tarnas, The Passion of the Western Mind, 85.

Prehending The Monster: A Dance With Whiteheadian Dragons

What does it mean to be a monster in a Whiteheadian universe? A world in which “the holy idea of process”[1] pervades, and all beings are defined in relationship to each other. A world in which God is unconscious and yet able to see all Time and Space, who gives limit and also meaning through infinite patience, a God who may indeed even be a dragon. “Seek out gold and sit on it.”[2] Infinitely patient, eternally growing with the accumulation of the experience of all lowly creatures, God becomes a creature himself bound within the immanent sphere of Time. How does one define oneself in such a world? How to know thyself when there is “No thread, no frailest hair between myself and the universal clutter”[3]?

Dragon

Beowulf is a poetic elegy of heroism, written by an unknown Anglo-Saxon imagination, which we have inherited from Europe’s Dark Ages. “Not that one age is darker than another,”[4] as a post-modern dragon proclaims. The novelist John Gardner has taken this Medieval text and offered it from a new perspective: the man-eating monster Grendel, whom the hero Beowulf defeats in his first battle, tells us his own story of how he came to be who he is. Gardner’s tale is woven of the post-modern philosophies existentialism and nihilism, framing Grendel’s solipsistic view of a disenchanted, mechanistic universe devoid of all meaning. Yet the narrative is also richly saturated with the thought, and even direct quotations of, the process philosopher Alfred North Whitehead, whose voice speaks through a worm from the ancient world, as well as an old priest enraptured with his musings on God, but also through each scene of the story’s unfolding.

It may be that Gardner was able to write Grendel’s tale through a Whiteheadian lens because something of Whitehead’s thought was already present in the original poem of Beowulf, although written some ten to thirteen centuries before Whitehead was ever born. Through Grendel one can begin to see glimpses in Beowulf of prehension and concrescence captured in narrative form, long before they were ever named as philosophical concepts. This study of ancient myth, imaginative poetry, and process philosophy is an exploration in which cause and effect are not dependent upon time, in which the hero’s final defeat can illustrate concrescence, Whitehead’s prehension can illuminate Grendel’s monstrosity, and Gardner’s dragon can give metaphor to the contemporary practice of creating concepts without images, and the dangerous bridges we may walk to understand them.

Grendel woke up in a mechanistic universe, to paraphrase John McDermott.[5] He contemplates the indifference of his world, the “cold mechanics of the stars.”[6] All things are inanimate to him, religion is lunatic, he is vastly alone, isolated. “Space hurls outward, falconswift, mounting like an irreversible injustice, a final disease.”[7] Yet, like so many “terrified by the eternal silence of these infinite spaces,”[8] Grendel seeks out meaning, even as he denies its existence: “Stars, spattered out through lifeless night from end to end, like jewels scattered in a dead king’s grave, tease, torment my wits toward meaningful patterns that do not exist.”[9]

It is as this post-modern “meaning-seeking speck of dust”[10] that Grendel has his first crisis of meaning, in which he sees the living values of what he thought of as the inanimate world. While trapped painfully between two trees, Grendel searches the landscape in vain for his mother, and the objects of the world each present themselves to him.

I twisted around as far as I could, hunting wildly for her shape on the cliffs, but there was nothing, or rather, there was everything but my mother. Thing after thing tried, cynical and cruel, to foist itself off as my mama’s shape… each thing trying to detach itself, lift itself out of the general meaningless scramble of objects, but falling back, melting to the blank, infuriating clutter of not-my-mother…. I seemed to see the whole universe, even the sun and sky, leaping forward, then sinking away again, decomposing.[11]

Grendel is having a cruel experience of the full presence of everything, a multiplicity of what Whitehead calls prehensions, in which everything is always present in, and creating the relational essence of, all other things. Whitehead writes,

The actual world is a manifold of prehensions; and a ‘prehension’ is a ‘prehensive occasion;’ and a prehensive occasion is the most concrete finite entity, conceived as what it is in itself and for itself, and not as from its aspect in the essence of another such occasion.[12]

Each entity in Grendel’s experience is actively putting itself forward; the objects and Grendel prehend each other, yet Grendel also prehends the absence of his mother—her very absence is a real entity that is defining the essence of each object in Grendel’s experience. “Every occasion is a synthesis of being and not-being.”[13] “Being,” in this case, refers to Grendel’s prehensions of all that is physically present, whereas “not-being” refers to his prehensions of what is only conceptually there as a desirable possibility—his mother.

In the trauma and pain of being caught in the tree, believing he is dying, Grendel is having an enchanted experience of the world that immensely contradicts his belief in a meaningless, inanimate universe. He has lost the ability for negative prehension, the “definite exclusion of that item from positive contribution to the subject’s own real internal constitution.”[14] He cannot filter out any presence; it is utterly overwhelming, this interconnection of all things.

At last Grendel is rescued, hours later, by his mother. As he lies safe within his subterranean cave he contemplates his experience and can only conclude that it was entirely projection: “‘The world resists me and I resist the world’ I said. “That’s all there is. The mountains are what I define them as….The world is all pointless accident… I exist, nothing else.’”[15] Grendel refuses to be changed by his experience. Yet, as he thinks on himself thinking, he comes to a realization: “I observe myself observing what I observe. It startles me. ‘Then I am not that which observes!’ I am lack. Alack! No thread, no frailest hair between myself and the universal clutter!”[16] The interconnectivity that is his essence, without which he is lack, sinks in. He experiences a reversal of Descartes’ Cogito ergo sum. I think therefore I am not. Grendel only exists in relation to the entirety of the universal clutter. Who then is he to be?

It is in this state of existential isolation that Grendel first encounters the Shaper. The Shaper is the name Grendel uses to refer to an old minstrel who has come to entertain the thanes of King Hrothgar beneath the golden eaves of Heorot. The Shaper cannot be allegorically exhausted in Gardner’s rendering. On one level the Shaper is clearly the forgotten Beowulf poet himself. His first lines are explicitly the opening lines of the Medieval poem, translated into English:

Hwæt! We Gar-Dena     in gear-dagum, 
þeod-cyninga,     þrym gefrunon, 
hu ða æþelingas     ellen fremedon.[17]

Lo, we have heard the honor of the Speardanes,
nation-kings, in days now gone,
how those battle-lords brought themselves glory.[18]

This puts the Shaper simultaneously inside and outside Grendel’s story. He is composing the tale, yet is also a character within it. Yet Grendel outlives him, so the Shaper writing the entirety of the Beowulf poem is an impossibility, as that poem carries on long past Grendel’s own death. The timing of their deaths contradict each other.

Grendel’s desire to find meaning is met by the song of the Shaper, images woven on the weft of his harp strings. “Even to me,” Grendel says, “incredibly, he had made it all seem true and very fine.”[19] He hears the roaring applause, following the song, of “men gone mad on art.”[20]

What was he? The man had changed the world, had torn up the past by its thick, gnarled roots and had transmuted it, and they, who knew the truth, remembered it his way—and so did I.[21]

The Shaper has the ability to create and reshape history with the power of his poetic imagination. J.R.R. Tolkien, arguably the greatest advocate for Beowulf as a work of creative imagination, perceives this ability of the Beowulf poet to make art appear as history. Beowulf was long studied as no more than a historical document, of little artistic or literary significance, until Tolkien shone a new light on its virtues. “The illusion of historical truth and perspective, that has made Beowulf seem such an attractive quarry,” Tolkien writes, “is largely a product of art.”[22] Tolkien tends to use the term art in a highly specific way: Art is what gives an “inner consistency of reality”[23] to a creation of the imagination. Art is what makes the imaginal real, and what gives the Shaper his great powers.

The Shaper of Gardner’s tale has more roles to play than one in Gardner’s Whiteheadian universe, and he may be no mere mortal poet. His ability to reshape history, to imbue it with beauty and meaning, thus inspiring Hrothgar’s people to lead better lives, bears strong resemblance to what Whitehead calls the “consequent nature of God.” Whitehead writes,

God’s role… lies in the patient operation of the overpowering rationality of his conceptual harmonization. He does not create the world, he saves it: or, more accurately, he is the poet of the world, with tender patience leading it by his vision of truth, beauty, and goodness.[24]

This characteristic of the Shaper is what so enchants Grendel, what draws him in with a desire to participate in the poetic image the Shaper weaves. “He takes what he finds,” Grendel says, “And by changing men’s minds he makes the best of it.”[25]

Finally, it is through Whiteheadian scholar Isabelle Stengers’ reading of Grendel that yet another role of the Shaper is revealed: the Shaper may be Whitehead himself in his mode of creating philosophical thought. Stengers writes that Whitehead “conceived philosophical thought as the Shaper himself conceives of history—as fabulation—and who has succeeded in making converge what should have diverged.”[26] Whitehead creates concepts as the Shaper sings his heroic tales: “Whitehead fabricates, composes, constructs—deliberately, technically, artificially—a universe whose facticity and fictional character cannot be denounced, because they are obvious.”[27] The only character in Grendel who can denounce the Shaper is the dragon. He says, “That’s where the Shaper saves them. Provides an illusion of reality—puts together all their facts with a gluey whine of connectedness. Mere tripe, believe me.”[28] The dragon can make such assured insults because he is granted a greater perspective on all existence; yet he too is limited, for he cannot see his own nature, a topic to which we will return.

Grendel is born into the body of a monster, cursed to be misunderstood in his actions at first sight. Thus he truly becomes a monster, choosing to murder viciously and devour crudely, only after this definition has been projected by others upon him. He sees himself as lack ever since he experienced the world as “not-my-mother,” a lack which awaits definition in relationship to others. But his grotesque physical form can only offer him one relationship. Eavesdropping at Hrothgar’s hall, Grendel hears the Shaper tell of the world’s creation by the greatest of gods, followed by a tale of two brothers: one killed the other, splitting the world into dark and light, and God cursed the murderer. As he listens Grendel realizes he is one of the accursed, doomed to darkness. Throughout Beowulf Grendel is often referred to as of Cain’s descent, an indication of the strange mix of early Christianity and northern mythologies that ignited the poet’s imagination.

þanon woc fela 
geosceaft-gasta;     wæs þæra Grendel sum, 
heoro-wearh hetelic.

And from Cain there sprang,
misbegotten spirits, among them Grendel,
the banished and accursed.[29]

Grendel is enchanted by the Shaper’s words. He believes his tales, even as he wishes for them to be untrue. In a fit of religious conversion Grendel rushes down to Heorot calling “Mercy! Peace!”[30] His presence incites fear in Hrothgar’s thanes and they attack the crying beast they believe to be threatening them. Grendel flees. He is saddled with Cain’s guilt before ever committing Cain’s crime. It is this burden that draws him to the dragon.

Premonitions of the dragon’s presence resound throughout the chapters of Grendel that lead up to the dragon’s introduction; whispers of “something deeper, an impression from another mind, some live thing old and terrible.”[31] Grendel begins to sense the dragon more and more as he sinks further into his own darkness and cravings for violence. “I could feel it all around me,” Grendel recalls, “that invisible presence, chilly as the first intimation of death, the dusty unblinking eyes of a thousand snakes.”[32] Grendel’s prehensions of the dragon seem to shift from non-being ever more toward being until finally he stands within the dragon’s presence. Yet it is never made clear if he ever encounters the dragon in the flesh, or whether the dragon always remains a conceptual prehension. Grendel sits in silence feeling an unknown presence. Then, he says, “I made my mind a blank and fell, sank away like a stone through earth and sea, toward the dragon.”[33]

“I know everything, you see,” the old voice wheedled. “The beginning, the present, the end. Everything. You now, you see the past and the present, like other low creatures: no higher faculties than memory and perception.” He stretched his mouth in a kind of smile, no trace of pleasure in it. But dragons, my boy, have a whole different kind of mind. “We see from the mountaintop: all time, all space. We see in one instant the passionate vision and the blowout. Not that we cause things to fail, you understand…. Dragons don’t mess with your piddling free will.”[34]

“Dragons, real dragons,” Tolkien writes, “are actually rare.”[35] The presence of the dragon in both Grendel and Beowulf is “richer in significance than his barrow is in gold.”[36] Gardner’s dragon hurls philosophy at Grendel with the ferocity of his fiery breath, and Grendel leaves more than a little singed by perplexity. The dragon’s mountaintop view of the universe—all time, all space in one instant—is a view, at least in Whitehead’s cosmology, only God can have. Like Whitehead’s God, the dragon can only know the universe, not alter its outcome. Whitehead’s God can know all the possibilities of the future, but it is the actual occasions themselves that determine the outcome. Creativity thus reigns supreme. “My knowledge of the future does not cause the future,” the dragon says. “It merely sees it, exactly as creatures at your low level recall things past.”[37]

Whitehead’s God, like the dragon, is a creature himself, a creation of ultimate creativity, just as the dragon is a creation of the creative imagination, “incarnate in time, walking in heroic history, and treading the named lands of the North.”[38] There are interesting parallels here with the gods of Norse mythology that was a deep wellspring of inspiration for the Beowulf poet. “In Norse, at any rate, the gods are within Time, doomed with their allies to death.”[39] Gardner’s dragon, like the Norse gods, knows he will eventually die. “A certain man will absurdly kill me.”[40] The man he refers to is, of course, Beowulf, although his name is never once mentioned in the entirety of Grendel. “A terrible pity—loss of a remarkable form of life. Conservationists will howl,”[41] he says with bitter irony. Perhaps it is here that fiction and philosophy diverge, for no such fate seems to await Whitehead’s God, unless we take a deep plunge into Nietzschean post-modern despair.

The dragon and God’s apparent omniscience brings to light the question of fate within Beowulf and Grendel’s stories. God can see all possibilities but not determine the outcome; the dragon seems to be able to see a single outcome but not have the ability to alter it—even his own actions always unfold according to what he has seen. If the dragon is indeed God he seems not to be aware of it, making him unconscious of his full omniscience. Fate certainly plays a prominent role within Beowulf, as we hear of how “one man lay down to his rest, already marked for death;”[42] that “doom abided”[43] in the high, golden gables of Heorot that someday they would burn; or finally, that Beowulf’s “fate hovered near, unknowable but certain”[44] as he went to face the dragon and his own demise.

Sceolde læn-daga 
æþeling ær-god     ende gebidan, 
worulde lifes,     ond se wyrm somod, 
þeah ðe hord-welan     heolde lange. 

After many trials,
he was destined to face the end of his days
in this mortal world; as was the dragon,
for all his long leasehold on the treasure.[45]

The role of fate in Beowulf is a clear sign of what has shifted in our philosophies since the Middle Ages, and what differentiates the Anglo-Saxon poem from Grendel. We have, in many ways, been released from a world in which “the Lord was weaving a victory on His war-loom”[46] into one where God can behold each possible string of the warp and weft but it is up to the tapestry to move the shuttle.

Gardner’s dragon explodes in a tirade against humanity’s inability to create a comprehensive philosophy when it becomes clear his words are not having the desired effect upon Grendel.

“Man” …He snorted fire. “They only think they think. No total vision, total system, merely schemes with a vague family resemblance, no more identity than bridges and, say, spiderwebs. But they rush across chasms on spiderwebs, and sometimes they make it, and that, they think, settles that!”[47]

In the “leap of imagination”[48] it takes to create truly new concepts sometimes one must run forth blindly, balanced on a spider’s thread over a bottomless chasm mired in fog. No images on which to grasp hold. Such is the adventure Stengers embarks on when she undertakes to “think with Whitehead.” In her introduction she warns:

It is a strange tongue that will gradually be elaborated here, a language that challenges all clear distinctions between description and tale-spinning, and induces a singular experience of disorientation in the heart of the most familiar experiences.[49]

Yet the work Whitehead, Stengers, and other process philosophers have taken on is to move away from what the dragon derides: “Simple facts in isolation, and facts to connect—ands and buts—are the sine qua non of all their glorious achievement.”[50] He goes on, succinctly summarizing Whitehead’s project in two simple sentences: “But there are no such facts. Connectedness is the essence of everything.”[51]

Connectedness is the essence of everything. Grendel experienced just this as he searched the landscape of “not-my-mother” and instead encountered the universe rushing in at him with organic attention. But it is more than he can handle. It is more than most mortal beings can handle. The dragon knows this when he says, using direct quotes from Whitehead’s Modes of Thought,

Listen. Listen closely! An angry man does not usually shake his fist at the universe in general. He makes a selection and knocks his neighbor down. A piece of rock, on the other hand, impartially attracts the universe according to the law of gravitation. You grant there’s a difference?[52]

This form of selection is how we handle prehension without being overwhelmed as Grendel was when his ability for negative prehension dissipated. Furthermore, it is the method Grendel chooses from then on so that he can maintain the isolated boundaries of his mechanistic, meaningless world view. He chooses to direct his anger at the universe by brutally murdering and devouring the men of Hrothgar’s kingdom.

Connectedness is the essence of everything. As prehension is defined by Whitehead, nothing has any independent existence. All things “are only entities as within the totality; you cannot extract them from their environment without destruction of their very essence.”[53] If this is the case, by their very existence Grendel needs the humans to be who he is, and the humans need him. But they also are defined by the actions and existence of all the past; Grendel carries Cain’s guilt and the humans can only define him as such. “This unity of a prehension,” writes Whitehead, “defines itself as a here and now, and the things so gathered into the grasped unity have essential reference to other places and other times.”[54] The other places and times in which creatures like Grendel have acted violently toward human beings now weighs on Grendel’s own life, as the dragon mercilessly points out to him.

“Ah Grendel!” he said. He seemed that instant almost to rise to pity. “You improve them, my boy! Can’t you see that yourself? …You drive them to poetry, science, religion, all that makes them what they are for as long as they last. You are, so to speak, the brute existent by which they learn to define themselves.”[55]

The unity of prehension seems to have two important effects in this case. In some strange way the deep interconnectedness of everything begins to bear the weight of fate. Grendel cannot escape who he is meant to be in relation to all others. But prehension holds another effect: if the monster is not monstrous without humans, and humans are not human without the monster, their essence is not only defined against the other but as the other. Thus to reject the monster is also to be the monster. There is a monster inside each of us.

Whether or not we wish to interpret the dragon or the Shaper as aspects of Whitehead’s God, we are given a much more direct glimpse of his God in Grendel’s encounter with the old priest Ork. In Beowulf the God of Christian monotheism is unknown to the Danes, although he does seem to be known to Beowulf, who is a Geat, a foreigner.

Metod hie ne cuþon, 
dæda Demend,     ne wiston hie Drihten God, 
ne hie huru heofena Helm     herian ne cuþon, 
wuldres Waldend.

The Almighty Judge
of good deeds and bad, the Lord God,
Head of the Heavens and High King of the World,
was unknown to them.[56]

The God we meet in Ork’s spiritual revelation is, as Stengers points out, first God as principle of limitation from Science and the Modern World, followed by the God of infinite patience in Process and Reality.[57] “The King of the Gods is not concrete, but He is the ground for concrete actuality,”[58] Ork whispers in a trembling fit. “He is the eternal urge of desire establishing the purposes of all creatures. He is an infinite patience, a tender care that nothing in the universe be vain.”[59] Grendel watches in wonder as the priest sobs in the snow, overcome by his vision, by his realization of the nature of God. Whitehead writes, “The power of God is the worship He inspires.”[60] The worship to which Ork is inspired baffles Grendel because he has never encountered a being worthy of such worship. The dragon inspired terror, anger; the Shaper inspired enchantment, confusion, but neither inspired worship. The dragon and the Shaper do not hold the power that the priest, and before him Whitehead, feels emanating from the King of Gods.

“The ultimate evil is that Time is perpetual perishing, and being actual involves elimination,”[61] Ork cries forth. The encounter with death is a strong theme that courses through Beowulf, and subsequently Grendel.

Ure æghwylc sceal     ende gebidan 
worolde lifes;     wyrce se þe mote 
domes ær deaþe.

For every one of us, living in this world
means waiting for our end. Let whoever can
win glory before death.[62]

Tolkien describes poignantly the experiences of heroes as they live their lives fighting the long defeat against darkness: “…as in a little circle of light about their halls, men with courage as their stay went forward to that battle with the hostile world and the offspring of the dark which ends for all, even the kings and champions, in defeat.”[63] Perpetual perishing may indeed be the ultimate evil, but it is inevitable. In that inevitability, perhaps, is where the beauty and meaning lies. Every actual occasion, in its process of concrescence, becomes in relation to all other actual occasions. So too the hero becomes a hero in relationship to all the surrounding darkness. When concrescence is complete the actual occasion perishes into objective immortality, and thus participates in the concrescence of all other actual occasions. In his final defeat the hero too perishes, but he also perishes into immortality, the immortality born by the glory he has won. Thus God takes care that nothing in the universe is done in vain.

But what, then, of Grendel? He does not seek to win glory, to attain any form of immortality. What can be the meaning of the actions of one who still sees no meaning in the universe in which he lives? His entire journey has not changed him—he was born into the post-modern, encountered the enchanted pagan-Christianity of the Shaper, the undetermined fatalism of the dragon, the painful onslaught of interconnection between himself and all that was not-his-mother—yet by story’s end he is unchanged, a psychopath to experience. In his fatal encounter with Beowulf he recognizes the dragon within Beowulf, sees flames slip from the corners of his mouth, fiery wings ignite behind him. The words of the dragon are whispering through Beowulf, whether in reality or in Grendel’s hallucinating imagination it matters not, for they are all one: Beowulf, the dragon, Grendel. Each is not without the others.

Yet as Grendel escapes Beowulf’s grasp, leaving his arm and life force behind him, he reverts to his sense of meaningless once again, for the final time. He knows he has encountered another world view, the Whiteheadian philosopher embodied in Beowulf as well, and believes he understands him. “Understand his lunatic theory of matter and mind, the chilly intellect, the hot imagination, blocks and builder, reality as stress.”[64] Yet he defines himself to the last in opposition to this.

“It was an accident,” I bellow back. I will cling to what is true. “Blind, mindless, mechanical. Mere logic of chance.”[65]

He cannot change. He does not evolve through any process. This is not why he must die; death is the inevitable, the meaningful, the beautiful. He cannot change. That is what makes him a monster. And the potential to be that monster resides in each of us.

“Poor Grendel’s had an accident,” I whisper. “So may you all.”[66]

 

Bibliography

Gardner, John. Grendel. New York, NY: Vintage Books, 1989.

Heaney, Seamus, trans. Beowulf. New York, NY: W.W. Norton & Company, 2000.

Stengers, Isabelle. Thinking With Whitehead: A Free and Wild Creation of Concepts. Translated by Michael Chase. Cambridge, MA: Harvard University Press, 2011.

Tarnas, Richard. The Passion of the Western Mind: Understanding the Ideas That Have Shaped Our World View. New York, NY: The Random House Publishing Group. 1991.

Tolkien, J.R.R. The Monsters and the Critics. Edited by Christopher Tolkien. London, England: HarperCollins Publishers, 2006.

–––––. The Tolkien Reader. New York, NY: Ballantine Publishing Group. 1966.

Whitehead, Alfred North. Process and Reality. New York, NY: The Free Press, 1985.

–––––. Science and the Modern World. New York, NY: The Free Press, 1967.


[1] John Gardner, Grendel (New York, NY: Vintage Books, 1989), 159.

[2] Gardner, Grendel, 74.

[3] Ibid, 29.

[4] Ibid, 69.

[5] John J. McDermott, qtd. in Richard Tarnas, The Passion of the Western Mind: Understanding the Ideas That Have Shaped Our World View (New York, NY: The Random House Publishing Group, 1991), 417.

[6] Gardner, Grendel, 9.

[7] Ibid.

[8] Blaise Pascal, in Richard Tarnas, The Passion of the Western Mind, 420.

[9] Gardner, Grendel, 11.

[10] Richard Tarnas, “A Brief History of Western Thought,” course taught at the California Institute of Integral Studies, San Francisco, CA, October 5, 2012.

[11] Gardner, Grendel, 19.

[12] Alfred North Whitehead, Science and the Modern World (New York, NY: The Free Press, 1967), 71.

[13] Whitehead, Science and the Modern World, 163.

[14] Alfred North Whitehead, Process and Reality (New York, NY: The Free Press, 1985), 41.

[15] Gardner, Grendel, 28.

[16] Gardner, Grendel, 29.

[17] Seamus Heaney, trans., Beowulf (New York, NY: W.W. Norton & Company, 2000), 2.

[18] Gardner, Grendel, 41.

[19] Gardner, Grendel, 43.

[20] Ibid.

[21] Ibid.

[22] J.R.R. Tolkien, The Monsters and the Critics, ed. Christopher Tolkien (London, England: HarperCollins Publishers, 2006), 7.

[23] J.R.R. Tolkien, “On Fairy Stories,” in The Tolkien Reader (New York, NY: Ballantine Publishing Group, 1966), 68.

[24] Whitehead, Process and Reality, 346.

[25] Gardner, Grendel, 49.

[26] Isabelle Stengers, Thinking With Whitehead: A Free and Wild Creation of Concepts, trans. Michael Chase (Cambridge, MA: Harvard University Press, 2011), 503-504.

[27] Stengers, Thinking With Whitehead, 506.

[28] Gardner, Grendel, 65.

[29] Heaney, trans., Beowulf, 88-89.

[30] Gardner, Grendel, 51.

[31] Ibid, 48.

[32] Ibid, 50.

[33] Gardner, Grendel, 56.

[34] Gardner, Grendel, 62-63.

[35] Tolkien, The Monsters and the Critics, 12.

[36] Ibid, 16.

[37] Gardner, Grendel, 63.

[38] Tolkien, The Monsters and the Critics, 17.

[39] Ibid, 25.

[40] Gardner, Grendel, 70.

[41] Gardner, Grendel, 70.

[42] Heaney, trans., Beowulf, 87.

[43] Ibid, 7.

[44] Ibid, 165.

[45] Heaney, trans., Beowulf, 158-159.

[46] Ibid, 47.

[47] Gardner, Grendel, 64.

[48] Whitehead, Process and Reality, 4.

[49] Stengers, Thinking With Whitehead, 3.

[50] Gardner, Grendel, 64.

[51] Ibid.

[52] Gardner, Grendel, 69.

[53] Whitehead, Science and the Modern World, 65.

[54] Ibid, 69.

[55] Gardner, Grendel, 72-73.

[56] Heaney, trans., Beowulf, 14-15.

[57] Stengers, Thinking With Whitehead, 3.

[58] Gardner, Grendel, 131.

[59] Ibid, 132.

[60] Whitehead, Science and the Modern World, 192.

[61] Gardner, Grendel, 132.

[62] Heaney, trans., Beowulf, 96-97.

[63] Tolkien, The Monsters and the Critics, 18.

[64] Gardner, Grendel, 172.

[65] Ibid, 173.

[66] Ibid, 174.

Relationality As Essence: Prehension and Separation in Whitehead’s Philosophy

“You cannot think without abstractions; accordingly, it is of the utmost importance to be vigilant in critically revising your modes of abstraction.”[1] The entire purpose and means of this essay is to use a variety of provisional abstractions to attempt to avoid mistaking the abstraction of reality for reality itself, or what Alfred North Whitehead refers to as the “Fallacy of Misplaced Concreteness.”[2] As stated in the quotation from Whitehead that opens this essay, one cannot think, describe, or write about anything without employing some kind of abstraction of that thing. It is essential to know how one has come to an abstraction so that when the time comes to understand it in its full context the abstraction can be dismantled in exact reversal of how it was built. The proper method of abstraction is like holding the waters of the ocean at bay to better study the shore, while remembering that one’s retaining wall is not actually a part of either the ocean or the shore, and that the ocean and shore create and define each other reciprocally.

This essay will explore Whitehead’s concepts of the separative, prehensive, and modal characters of space and time as put forward in Chapter IV “The Eighteenth Century” in his Science and the Modern World. The study I am undertaking is a nest of abstractions focusing on two pages within a chapter, set within a book, which is itself a written abstraction of the reality first spoken in lectures delivered by Whitehead in 1925, and now explored in an entirely different context eighty-seven years later. To grasp a concept is to feel it as an intuition, in Henri Bergson’s use of the term.[3] To bring it forth into thought or writing is like a layering of multiple images that provide refractions of the full picture but can never entirely represent the initial intuition. We shall proceed with this limitation in mind.

The foundational assumption of eighteenth century science, from Whitehead’s perspective, is the concept of “simple location” used when studying any kind of phenomenon. Whitehead defines simple location as follows:

To say that a bit of matter has simple location means that, in expressing its spatio-temporal relations, it is adequate to state that it is where it is, in a definite finite region of space, and throughout a definite duration of time, apart from any essential reference of the relations of that bit of matter to other regions of space and to other durations of time.[4]

To reconnect simple location with the reality surrounding and composing it, Whitehead draws forth three characters of space-time: the separative character, the prehensive character, and the modal character. These can also be conceived as six characters, three in reference to space and three in reference to time. The more the concepts are divided the easier it is to grasp their definitions but the further we retreat from their actual meaning.

The separative character of space and time is the simplest of the three to comprehend: things can be separated from each other in space, and they can also be separated from each other in time. In space I am physically separate from the person sitting next to me, and all others surrounding me. In time I am also separate from other persons; billions have been born and died before me, and billions more shall live after I have died.

The prehensive character of space and time is the necessary opposite of the separative character; they allow each other to exist. Within space things are not only separated but also together, and the same holds true for time. This togetherness is what creates compounds and allows new things to exist. Hydrogen is together with oxygen and thus water is formed. I am together in time with a glass of water I drink, or with the person next to me with whom I am conversing. Yet this idea of togetherness, the prehensive quality, becomes more complicated yet is also clarified when understood in conjunction with Whitehead’s third quality of space and time: the modal character.

The modal character, as Whitehead initially defines it, is what gives rise to simple location if not understood in relation to the separative and prehensive characters. But as he goes on to explain the modal character further it is also what allows for the overcoming of that particular form of abstraction, simple location. Whitehead’s first definition of the modal relates to the limit of something both in space and in time. All things have a limit in space, limits that define their shape and location. For example a ball is limited by its shape as a sphere, which is also the spherical limit of its location. In time such limitation can be understood as the duration of something; for example I am limited in time by the length of my life as bookmarked by my birth and eventually my death. But again, to describe the modal character in isolation from separative and prehensive characters is to give rise to a false understanding of each of these things. Hence, they must all be conceived in relationship.

Whitehead first uses the example of volume to illustrate how the abstraction of simple location cannot give a full representation of reality. A volume, when measured, is divided into sub-volumes; to visualize such division one must picture not the space itself but rather the lines dividing it. As a result, what is being conceived is not the space at all but rather the divisions. Thus it appears that the volume is only a collection of lines and points. The problem that arises is that in order to add up these divisions to measure a volume either the lines must be added up, or the space between them, but not both. If only the volume is added without the divisions we arrive where we began, with an unmeasured volume. If only the divisions are added we have a collection of lines all put together producing nothing but a single line. We have a number representing the divisions but no longer a space. It is as though the volume has been turned inside out.

An example of how such ways of measuring cannot present reality can be seen in the relation of matter to space in the atom. An atom is composed of ninety-nine percent empty space. Only one percent of an atom is actual matter. This can be visualized by imagining a human being, and then subtracting the empty space from each atom in the human body. The remaining matter would be no bigger than a grain of sand. While the pure matter of a human body has now been measured, what remains is not a representation of what we understand a human being to be.[5]

What is needed is an intuition of space as inclusive of both its separative and prehensive characters. Yet these cannot be understood together without the participation of the third character, the mode. Each part of space, defined by the separative character and unified by the prehensive, is in relation to every other part of space, for it only exists by relation to each of those parts. Whitehead describes it as follows: “The parts form an ordered aggregate, in the sense that each part is something from the standpoint of every other part, and also from the same standpoint every other part is something in relation to it.”[6] An example that can help illustrate this is a technique used in watercolor painting, called negative painting. The technique is used to bring an object, say a leaf, to the foreground (see Figure 1). The leaf, which presumably has been sketched in with pencil, is then painted around. In this way the background is defined by a distinct color whereas the leaf, which is actually the focal subject, is the plain, undefined white of blank paper. The background is defining the subject, while the subject defines the background. They create each other.

Figure 1 – Negative Watercolor Painting

            Whitehead chooses to illustrate the way in which the modal character works with the abstract example of spaces A, B, and C. He writes, “Thus if A and B and C are volumes of space, B has an aspect from the standpoint of A, and so has C, and so has the relationship of B and C. This aspect of B from A is the essence of A.”[7] But B is not the only essence of A. For the aspects from A to C, to D, to E, and so forth are also the essence of A. “The volumes of space have no independent existence. They are only entities as within the totality; you cannot extract them from their environment without destruction of their very essence.”[8] One way to visualize this is with the image of a honeycomb, an example of organic geometry (see Figure 2). The honeycomb is made up of many hexagons, each one creating the others around it. Each of the six walls of one hexagon are simultaneously one of the six walls of each hexagon next to it, and so forth. No single hexagon can be isolated, otherwise all semblance of structure is lost and one is left only with a small globule of wax and honey.

Figure 2 – Honeycomb hexagons

            It is the aspect of B from A, or of the one wall shared between two honeycomb hexagons, that Whitehead calls “the mode in which B enters into the composition of A.” Thus the mode in which hexagon A enters into hexagon B next to it is the wall they share between them. Furthermore, if hexagon C shared a wall with hexagon B, but not hexagon A, then the modal character between A and C would be different than between A and B but they would be in relationship nonetheless. Thus the modal character can best be understood as the relational character. One hexagon cannot exist, it will have no essence, without the presence of all the other hexagons. Unlike the previous example of negative painting, no space is in the background while another in the foreground. All spaces are in the foreground and simultaneously dependent on each other. A better of example of how to visualize this would be the trick image of two facial silhouettes in profile looking at each other (see Figure 3). Viewed one way the faces are apparent. Viewed in another the space between the faces becomes visible, revealing the silhouette of a vase. Both the faces and the vase are present simultaneously and they each define each other, however, they cannot be described except by abstracting one from the other alternatively.

Figure 3 – Vase and two faces

            It almost seems odd that what Whitehead has termed the modal character, what I am calling the relational character, in his initial definition is that which, when isolated from the separative and prehensive characters, is the abstraction known as simple location. Simple location, according to Whitehead’s second definition of the modal, is the concept of relationship without factoring in actual beings or objects into that relationship. It is merely the concept of relationality with no participants. This is not likely how scientists of the 18th century might have defined simple location, which would be more along the lines of the participant without the relationship. It is this paradox that Whitehead’s somewhat contradictory definitions of the modal character appear to reveal.

Applying these three characters of separation, prehension, and mode to time is both simpler and more complex than applying them to space. Simpler because it is easy to understand that a moment in time cannot be separated from the moments on either side of it. Time continues to flow whether someone pauses to think about it or not. Time can never be stopped. (Unless one has entered another realm such as Faërie; but in such a place the laws of physics may not apply in the same way, so the characters of separation, prehension, and mode may not be relevant.) On the other hand, it is more complicated to understand the character of time (back in our realm) because time cannot be visualized; our usual way of imagining something requires the introduction of space. The need for space within time is entirely Whitehead’s point, because ultimately space cannot be understood without the flow of time either. So even the separation of space and time from each other are false abstractions, or misplaced concreteness. “For each volume of space, or each lapse of time, includes in its essence aspects of all volumes of space, or of all lapses of time.”[9]

This tri-part relationality of all things can also be applied to how the thinking mind relates to anything that it contemplates. To study any one object, time, place, being, or anything else is to have the mind in relationship to that thing. The object and the mind are each defining the essence of each other. Whitehead quotes Bishop Berkeley on this point:

When we do our utmost to conceive the existence of external bodies, we are all the while only contemplating our own ideas. But the mind taking no notice of itself, is deluded to think it can and does conceive bodies existing unthought of or without the mind, though at the same time they are apprehended by or exist in itself.[10]

The object and the mind are each defining the essence of each other.

As Whitehead writes more on this concept of interrelationality he begins to use the term prehension, which was initially introduced as one of three characters of space-time, to refer to the entire concept of essence defining essence. He writes, “This unity of a prehension defines itself as a here and a now, and the things so gathered into the grasped unity have essential reference to other places and other times.”[11] The modal becomes the prehensive, the prehensive becomes the separative, the separative becomes the modal. What keeps the leaf separate from its background, or environment, is what brings the leaf together with its environment. The leaf cannot exist as a leaf without its branch, its tree, its forest, its soil and so forth, and they each would not be branch, tree, forest, or soil without the existence of that and all other leaves. As we pull away from viewing reality as an abstraction all abstractive descriptors blend one into the others. Reality, the entire universe, begins to pour in to our experience.

The concept of prehension expands when considering a perceiver in relationship to the universe. The prehensive character is no longer merely a volume defined by all other volumes, it is all the senses in relationship to every stimulus. Yet it is also more than this, for sense is too specific a word for prehension. Prehension occurs without either sense or cognition. Stimulus is too simple a term as well, because what are referred to as stimuli are also each in their own acts of prehension of the universe.

When prehension is brought into the context of human relationships—whether between two or more human beings, between humans and other species, the Earth, or any other part of the cosmos—Whitehead’s concept can provide a grounding for an ethics of relationship and responsibility. If every part of the cosmos is prehending every other part, and they each create the essence of the other, no fundamental separation exists that can justify causing harm to another being without it also affecting oneself in an essential way. As previously quoted, Whitehead writes that all things “are only entities as within a totality; you cannot extract them from their environment without destruction of their very essence.”[12] Such a concept, if brought into other realms of thought, can provide a powerful ethical argument on behalf of human and ecological justice.

This exploration of Whitehead’s philosophy of prehension and separation has moved back and forth between the abstract and the concrete in an attempt to bring clarity to abstract concepts that can ultimately reveal a more concrete form of reality. I believe the best test for the validity of a philosophical concept is an exploration of how that concept can serve the ways we behave in everyday life. Do they make a difference in our habits, thoughts, and personal relationships? Whitehead is providing not only a way to overcome the fallacy of misplaced concreteness but also the fallacy of misplaced separation and independence. I say “misplaced separation” instead of merely “fallacy of separation” because holding a balance between separation and unity is what allows relationship to exist. A relationship cannot be formed within a unity alone, but requires some sense of separation as well. Carrying an understanding of the interdependence and relationality of our own essence to every other aspect of reality, I believe, could make such a difference in how one’s life is lived, not only in relation to our fellow human beings, but in relationship to other species, ecosystems, the planet Earth, and perhaps even the extent and interior of the cosmos.

Bibliography

Whitehead, Alfred North. Science and the Modern World. New York, NY: The Free Press. 1967.

Bergson, Henri. “Philosophical Intuition.” In Henri Bergson: Key Writings, edited by Keith Ansell Pearson and John Mullarkey, translated by Melissa McMahon, 233-247. New York, NY: Continuum. 2002.


[1] Alfred North Whitehead, Science and the Modern World, (New York, NY: The Free Press, 1967), 59.

[2] Whitehead, Science and the Modern World, 58.

[3] Henri Bergson, “Philosophical Intuition,” in Henri Bergson: Key Writings, ed. Keith Ansell Pearson and John Mullarkey, trans. Melissa McMahon (New York, NY: Continuum, 2002),240.

[4] Whitehead, Science and the Modern World, 58.

[5] Brian Swimme, personal communication, 2011.

[6] Whitehead, Science and the Modern World, 65.

[7] Ibid, 65.

[8] Ibid.

[9] Whitehead, Science and the Modern World, 71.

[10] Berkeley, qtd. in Whitehead, Science and the Modern World, 67.

[11] Whitehead, Science and the Modern World, 69.

[12] Whitehead, Science and the Modern World, 65.